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Prospect Capital
PSEC

Overview Fund Activity

217 hedge funds and large institutions have $302M invested in Prospect Capital in 2016 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 62 increasing their positions, 77 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
217
Holders Change
+11
Holders Change %
+5.34%
% of All Funds
5.79%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
36
Increased
62
Reduced
77
Closed
23
Calls
$8.94M
Puts
$41.7M
Net Calls
-$32.8M
Net Calls Change
-$23.8M

Top Buyers

1
Barclays
1
Barclays
United Kingdom
$7M
2
AL
2
Airain Ltd
Guernsey
$2.03M
3
LSV Asset Management
3
LSV Asset Management
Illinois
$8.03M
4
UBS Group
4
UBS Group
Switzerland
$19M
5
PP
5
PDT Partners
New York
$1.48M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$5.22M
2
CS
2
Credit Suisse
Switzerland
$580K
3
MP
3
Mangrove Partners
Connecticut
$0
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$6.87M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.89M
Name Holding Trade Value Shares
Change 		Shares
Change %
OIA
101
Optimum Investment Advisors
Illinois
$334K – – –
VKH
102
Virtu KCG Holdings
New York
$334K +$157K +21,636 +89%
FFA
103
First Foundation Advisors
California
$328K – – –
HCM
104
Highlander Capital Management
New Jersey
$326K – – –
ICAS
105
Investors Capital Advisory Services
Massachusetts
$317K +$43.8K +6,033 +16%
AIA
106
Allegis Investment Advisors
Idaho
$303K +$2.26K +311 +0.8%
FAAS
107
First Allied Advisory Services
California
$300K +$41.9K +5,761 +16%
State Street
108
State Street
Massachusetts
$287K -$1.02M -140,000 -78%
TYCC
109
Texas Yale Capital Corp
Florida
$277K – – –
DADC
110
D.A. Davidson & Co
Montana
$275K +$312 +43 +0.1%
ST
111
Spot Trading
Illinois
$271K +$224K +30,787 +475%
KA
112
Kovack Advisors
Florida
$267K +$98.4K +13,539 +58%
NPC
113
National Planning Corporation
California
$255K -$22.6K -3,055 -8%
B
114
BancorpSouth
Mississippi
$254K +$254K +35,000 New
SAM
115
Selway Asset Management
$253K -$1.12M -154,117 -82%
Northern Trust
116
Northern Trust
Illinois
$249K -$52.2K -7,174 -17%
QT
117
Quantbot Technologies
New York
$248K +$127K +17,533 +105%
CA
118
Cetera Advisors
Colorado
$247K -$144K -19,945 -37%
SI
119
SII Investments
Wisconsin
$245K +$64.8K +8,928 +36%
EGM
120
Engineers Gate Manager
New York
$243K +$243K +33,371 New
CWA
121
Cypress Wealth Advisors
California
$240K – – –
M&T Bank
122
M&T Bank
New York
$238K -$10.8K -1,494 -4%
ASN
123
Advisory Services Network
Georgia
$235K +$194K +26,626 +472%
CIC
124
Chilton Investment Company
Connecticut
$229K – – –
Envestnet Asset Management
125
Envestnet Asset Management
Illinois
$216K -$2.38M -326,850 -92%
3 4
5
6 7