Optimum Investment Advisors’s Prospect Capital PSEC Stock Holding History

Optimum Investment Advisors’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-40,000	Closed	-$252K	–	1029
2018 Q4	$252K	Hold	40,000	–	–	0.09%	215
2018 Q3	$293K	Hold	40,000	–	–	0.08%	242
2018 Q2	$268K	Sell	40,000 -6,000	-13%	-$39.9K	0.08%	249
2018 Q1	$301K	Hold	46,000	–	–	0.09%	224
2017 Q4	$310K	Hold	46,000	–	–	0.1%	225
2017 Q3	$309K	Hold	46,000	–	–	0.1%	219
2017 Q2	$374K	Hold	46,000	–	–	0.13%	193
2017 Q1	$416K	Hold	46,000	–	–	0.15%	185
2016 Q4	$384K	Hold	46,000	–	–	0.14%	186
2016 Q3	$373K	Hold	46,000	–	–	0.14%	191
2016 Q2	$360K	Hold	46,000	–	–	0.14%	188
2016 Q1	$334K	Hold	46,000	–	–	0.13%	191
2015 Q4	$321K	Hold	46,000	–	–	0.12%	202
2015 Q3	$328K	Buy	+46,000	New	+$343K	0.13%	192
2015 Q1	$402K	Sell	47,600 -40,000	-46%	-$342K	0.13%	182
2014 Q4	$391K	Buy	87,600 +41,300	+89%	+$381K	0.13%	177
2014 Q3	$457K	Sell	46,300 -4,595	-9%	-$48.5K	0.15%	153
2014 Q2	$541K	Buy	50,895 +6,100	+14%	+$63.4K	0.18%	146
2014 Q1	$484K	Buy	44,795 +495	+1%	+$5.47K	0.18%	139
2013 Q4	$497K	Hold	44,300	–	–	0.19%	135
2013 Q3	$495K	Buy	+44,300	New	+$492K	0.2%	127

Other funds holding PSEC

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

MCM

McKinley Capital Management Anchorage, Alaska $571M AUM 36.44% 1-Year Est. Return

Optimum Investment Advisors's PSEC Position: Q1 2019 in Review

Optimum Investment Advisors sold out of Prospect Capital (PSEC) in Q1 2019, closing a stake of 40,000 shares — an estimated $252K sold.

Optimum Investment Advisors first reported a position in PSEC in Q3 2013 and held it in 21 quarters. The position peaked at $541K in Q2 2014. 221 funds tracked by Wall St. Rank hold PSEC as of Q1 2019.

Optimum Investment Advisors reported no remaining Prospect Capital position as of Q1 2019 after selling out during the quarter.
Optimum Investment Advisors sold 40,000 Prospect Capital shares in Q1 2019, an estimated $252K.
Optimum Investment Advisors first reported a position in Prospect Capital in Q3 2013 and held it in 21 quarters.
Optimum Investment Advisors's Prospect Capital position peaked at $541K in Q2 2014.
221 funds tracked by Wall St. Rank held Prospect Capital as of Q1 2019.

Based on Optimum Investment Advisors's 13F filing for Q1 2019, filed 3 May 2019.