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First Foundation Advisors’s Prospect Capital PSEC Stock Holding History

First Foundation Advisors’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q2 		– Sell
-12,947
Closed -$99K – 463
2021
Q1 		$99K Hold
12,947
– – ﹤0.01% 408
2020
Q4 		$70K Hold
12,947
– – ﹤0.01% 409
2020
Q3 		$65K Hold
12,947
– – ﹤0.01% 370
2020
Q2 		$66K Hold
12,947
– – ﹤0.01% 349
2020
Q1 		$55K Hold
12,947
– – ﹤0.01% 334
2019
Q4 		$83K Hold
12,947
– – ﹤0.01% 345
2019
Q3 		$85K Sell
12,947
-1,334
-9% -$8.8K ﹤0.01% 353
2019
Q2 		$93K Sell
14,281
-16,666
-54% -$110K 0.01% 340
2019
Q1 		$202K Buy
30,947
+666
+2% +$4.43K 0.01% 310
2018
Q4 		$191K Sell
30,281
-3,666
-11% -$24.8K 0.01% 353
2018
Q3 		$249K Sell
33,947
-20,000
-37% -$141K 0.01% 307
2018
Q2 		$362K Hold
53,947
– – 0.02% 249
2018
Q1 		$353K Hold
53,947
– – 0.02% 246
2017
Q4 		$364K Buy
53,947
+9,850
+22% +$64.2K 0.02% 248
2017
Q3 		$296K Buy
44,097
+10,000
+29% +$75K 0.02% 248
2017
Q2 		$277K Sell
34,097
-13,791
-29% -$118K 0.02% 262
2017
Q1 		$433K Hold
47,888
– – 0.03% 225
2016
Q4 		$400K Hold
47,888
– – 0.03% 225
2016
Q3 		$388K Sell
47,888
-245
-0.5% -$2.02K 0.03% 220
2016
Q2 		$376K Buy
48,133
+3,000
+7% +$22.6K 0.03% 222
2016
Q1 		$328K Hold
45,133
– – 0.02% 221
2015
Q4 		$315K Buy
45,133
+3,342
+8% +$24.3K 0.02% 216
2015
Q3 		$298K Buy
41,791
+16,791
+67% +$125K 0.02% 185
2015
Q2 		$184K Hold
25,000
– – 0.01% 215
2015
Q1 		$211K Sell
25,000
-5,000
-17% -$42.7K 0.02% 213
2014
Q4 		$248K Buy
30,000
+8,000
+36% +$73.8K 0.02% 197
2014
Q3 		$218K Sell
22,000
-3,071
-12% -$32.4K 0.02% 204
2014
Q2 		$266K Buy
25,071
+13,071
+109% +$136K 0.03% 178
2014
Q1 		$130K Hold
12,000
– – 0.02% 183
2013
Q4 		$135K Buy
+12,000
New +$135K 0.02% 178

Other funds holding PSEC

LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

First Foundation Advisors's PSEC Position: Q2 2021 in Review

First Foundation Advisors sold out of Prospect Capital (PSEC) in Q2 2021, closing a stake of 12,947 shares — an estimated $99K sold.

First Foundation Advisors first reported a position in PSEC in Q4 2013 and held it in 30 quarters. The position peaked at $433K in Q1 2017. 202 funds tracked by Wall St. Rank hold PSEC as of Q2 2021.

  • First Foundation Advisors reported no remaining Prospect Capital position as of Q2 2021 after selling out during the quarter.
  • First Foundation Advisors sold 12,947 Prospect Capital shares in Q2 2021, an estimated $99K.
  • First Foundation Advisors first reported a position in Prospect Capital in Q4 2013 and held it in 30 quarters.
  • First Foundation Advisors's Prospect Capital position peaked at $433K in Q1 2017.
  • 202 funds tracked by Wall St. Rank held Prospect Capital as of Q2 2021.

Based on First Foundation Advisors's 13F filing for Q2 2021, filed 13 Aug 2021.