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Prospect Capital
PSEC

Overview Fund Activity

209 hedge funds and large institutions have $364M invested in Prospect Capital in 2015 Q3 according to their latest regulatory filings, with 33 funds opening new positions, 62 increasing their positions, 77 reducing their positions, and 26 closing their positions.

Holders
209
Holders Change
+5
Holders Change %
+2.45%
% of All Funds
5.84%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.17%
New
33
Increased
62
Reduced
77
Closed
26
Calls
$3.25M
Puts
$9.4M
Net Calls
-$6.15M
Net Calls Change
+$2.1M

Top Buyers

1
SCM
1
Scopia Capital Management
New York
$16.1M
2
JPMPWA
2
J.P. Morgan Private Wealth Advisors
California
$10.9M
3
HSBC Holdings
3
HSBC Holdings
United Kingdom
$3M
4
Morgan Stanley
4
Morgan Stanley
New York
$22.9M
5
BL
5
BCWM LLC
Kansas
$2.48M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$33.5M
2
LPL Financial
2
LPL Financial
California
$2.64M
3
Deutsche Bank
3
Deutsche Bank
Germany
$20.9M
4
FIM
4
Freedom Investment Management
Connecticut
$277K
5
Two Sigma Investments
5
Two Sigma Investments
New York
$2.08M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of New York Mellon
101
Bank of New York Mellon
New York
$340K +$60.6K +8,500 +22%
Millennium Management
102
Millennium Management
New York
$332K +$332K +46,504 New
OIA
103
Optimum Investment Advisors
Illinois
$328K +$328K +46,000 New
EMG
104
Ellington Management Group
Connecticut
$308K +$308K +43,249 New
VKH
105
Virtu KCG Holdings
New York
$301K +$176K +24,730 +142%
FFA
106
First Foundation Advisors
California
$298K +$120K +16,791 +67%
DC
107
Davenport & Co
Virginia
$293K -$23K -3,222 -7%
CA
108
Cetera Advisors
Colorado
$290K +$3.43K +484 +1%
EGM
109
Engineers Gate Manager
New York
$283K +$283K +39,710 New
Victory Capital Management
110
Victory Capital Management
Texas
$279K +$279K +39,146 New
FIM
111
Freedom Investment Management
Connecticut
$277K -$8.52M -115,098 -97%
Northern Trust
112
Northern Trust
Illinois
$273K +$273K +38,254 New
CI
113
CAZ Investments
Texas
$264K +$264K +37,000 New
GAM
114
Gotham Asset Management
New York
$255K -$76.1K -10,656 -23%
DADC
115
D.A. Davidson & Co
Montana
$255K -$6.86K -965 -3%
RIL
116
Rothschild Investment LLC
Illinois
$255K +$255K +35,754 New
PNC Financial Services Group
117
PNC Financial Services Group
Pennsylvania
$254K -$150K -21,012 -37%
ICAS
118
Investors Capital Advisory Services
Massachusetts
$250K +$130K +18,269 +108%
CIA
119
Capital Investment Advisors
Georgia
$247K – – –
JPMorgan Chase & Co
120
JPMorgan Chase & Co
New York
$245K -$191K -26,802 -44%
FAAS
121
First Allied Advisory Services
California
$243K -$10.2K -1,435 -4%
CA
122
Commerzbank Aktiengesellschaft
Germany
$242K +$62.6K +8,778 +35%
AI
123
Atria Investments
North Carolina
$241K +$9.13K +1,281 +4%
M&T Bank
124
M&T Bank
New York
$235K -$56.6K -7,957 -19%
DC
125
Deere & Company
Illinois
$235K – – –
3 4
5
6 7