CAZ Investments’s Prospect Capital PSEC Stock Holding History

CAZ Investments’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-37,000	Closed	-$264K	–	35
2015 Q3	$264K	Buy	+37,000	New	+$276K	0.21%	32

Other funds holding PSEC

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

CAZ Investments's PSEC Position: Q4 2015 in Review

CAZ Investments sold out of Prospect Capital (PSEC) in Q4 2015, closing a stake of 37,000 shares — an estimated $264K sold.

CAZ Investments first reported a position in PSEC in Q3 2015 and held it in 1 quarter. The position peaked at $264K in Q3 2015. 206 funds tracked by Wall St. Rank hold PSEC as of Q4 2015.

CAZ Investments reported no remaining Prospect Capital position as of Q4 2015 after selling out during the quarter.
CAZ Investments sold 37,000 Prospect Capital shares in Q4 2015, an estimated $264K.
CAZ Investments first reported a position in Prospect Capital in Q3 2015 and held it in 1 quarter.
CAZ Investments's Prospect Capital position peaked at $264K in Q3 2015.
206 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2015.

Based on CAZ Investments's 13F filing for Q4 2015, filed 29 Jan 2016.