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Prospect Capital
PSEC

Overview Fund Activity

221 hedge funds and large institutions have $260M invested in Prospect Capital in 2019 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 65 increasing their positions, 70 reducing their positions, and 40 closing their positions.

Holders
221
Holders Change
-18
Holders Change %
-7.53%
% of All Funds
4.79%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
24
Increased
65
Reduced
70
Closed
40
Calls
$4.21M
Puts
$19M
Net Calls
-$14.8M
Net Calls Change
+$17M

Top Buyers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$11.5M
2
KBC Group
2
KBC Group
Belgium
$2.54M
3
Allianz Asset Management
3
Allianz Asset Management
Germany
$14.5M
4
PAM
4
PVG Asset Management
Colorado
$2.56M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$11.9M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$32.5M
2
Millennium Management
2
Millennium Management
New York
$93K
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$6.74M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$219K
5
VanEck Associates
5
VanEck Associates
New York
$13M
Name Holding Trade Value Shares
Change 		Shares
Change %
CAN
76
Cetera Advisor Networks
California
$405K -$8.64K -1,300 -2%
ECM
77
ExodusPoint Capital Management
New York
$396K -$126K -19,400 -24%
Aberdeen Group
78
Aberdeen Group
United Kingdom
$392K -$163K -25,000 -29%
ACS
79
Archford Capital Strategies
Illinois
$388K -$9.77K -1,500 -2%
AG
80
Aperio Group
California
$378K -$203K -31,191 -35%
SG Americas Securities
81
SG Americas Securities
New York
$353K +$62.6K +9,607 +22%
SCA
82
Sage Capital Advisors
South Dakota
$347K -$76K -11,662 -18%
Envestnet Asset Management
83
Envestnet Asset Management
Illinois
$346K +$134K +20,563 +63%
CAM
84
Concorde Asset Management
Michigan
$341K -$137K -21,000 -29%
IAA
85
Independent Advisor Alliance
North Carolina
$328K +$20K +3,057 +6%
FAAS
86
First Allied Advisory Services
California
$312K +$9.55K +1,451 +3%
PCMC
87
Paragon Capital Management (Colorado)
Colorado
$293K -$2.62K -402 -0.9%
MML Investors Services
88
MML Investors Services
Massachusetts
$273K -$4.8K -737 -2%
Goldman Sachs
89
Goldman Sachs
New York
$269K -$959K -147,073 -78%
Marshall Wace
90
Marshall Wace
United Kingdom
$269K +$269K +41,321 New
Jane Street
91
Jane Street
New York
$267K +$199K +30,577 +294%
BCA
92
Biltmore Capital Advisors
New Jersey
$264K +$264K +40,500 New
WP
93
WealthPLAN Partners
Nebraska
$263K -$36.9K -5,450 -12%
AM
94
Ares Management
California
$261K -$358K -55,000 -58%
GWM
95
Geneos Wealth Management
Colorado
$252K +$78 +12 +0%
AIM
96
Advantage Investment Management
Iowa
$249K +$68.8K +10,547 +38%
DADC
97
D.A. Davidson & Co
Montana
$242K +$5.32K +817 +2%
TA
98
TCG Advisors
Texas
$241K +$6.32K +970 +3%
RFN
99
RDA Financial Network
Iowa
$228K +$228K +34,503 New
D.E. Shaw & Co
100
D.E. Shaw & Co
New York
$219K -$2.89M -443,710 -93%
2 3
4
5 6