IAA
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Independent Advisor Alliance’s Prospect Capital PSEC Stock Holding History

Independent Advisor Alliance’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$29.7K Sell
11,362
-1,188
-9% -$3.25K ﹤0.01% 1574
2025
Q4 		$32.5K Buy
+12,550
New +$33.5K ﹤0.01% 984
2025
Q1 		– Sell
-14,420
Closed -$62.2K – 1211
2024
Q4 		$62.2K Buy
+14,420
New +$69.1K ﹤0.01% 1330
2022
Q1 		– Sell
-81,660
Closed -$687K – 722
2021
Q4 		$687K Buy
81,660
+20,120
+33% +$169K 0.03% 330
2021
Q3 		$474K Buy
61,540
+4,391
+8% +$35.4K 0.03% 397
2021
Q2 		$479K Sell
57,149
-7,491
-12% -$62.6K 0.03% 402
2021
Q1 		$496K Sell
64,640
-11,626
-15% -$80.3K 0.03% 379
2020
Q4 		$413K Buy
76,266
+2,735
+4% +$14.4K 0.03% 379
2020
Q3 		$370K Buy
73,531
+2,642
+4% +$13.3K 0.03% 350
2020
Q2 		$354K Buy
70,889
+19,258
+37% +$90.1K 0.04% 338
2020
Q1 		$219K Sell
51,631
-1,642,803
-97% -$9.7M 0.03% 344
2019
Q4 		$10.9M Buy
1,694,434
+1,645,231
+3,344% +$10.7M 0.48% 43
2019
Q3 		$313K Buy
49,203
+1,124
+2% +$7.41K 0.04% 330
2019
Q2 		$0 Sell
48,079
-2,182
-4% -$14.4K ﹤0.01% 459
2019
Q1 		$328K Buy
50,261
+3,057
+6% +$20.3K 0.05% 298
2018
Q4 		$312K Sell
47,204
-10,709
-18% -$72.3K 0.06% 284
2018
Q3 		$0 Buy
57,913
+1,754
+3% +$12.4K ﹤0.01% 405
2018
Q2 		$0 Buy
+56,159
New +$373K ﹤0.01% 380
2017
Q3 		– Sell
-35,007
Closed -$284K – 278
2017
Q2 		$284K Buy
35,007
+14,354
+70% +$123K 0.09% 191
2017
Q1 		$187K Buy
20,653
+16
+0.1% +$143 0.03% 384
2016
Q4 		$178K Buy
+20,637
New +$166K 0.08% 177

Other funds holding PSEC

Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
PMG
Private Management Group Irvine, California $3.47B AUM 13.39% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Marshall Wace
Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return
GJL
Gendell Jeffrey L $7.34B AUM 183.72% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
IFG
Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Independent Advisor Alliance's PSEC Position: Q1 2026 in Review

Independent Advisor Alliance reduced its Prospect Capital (PSEC) stake by 9.5% in Q1 2026, selling an estimated $3.25K and leaving 11,362 shares worth $29.7K. The position accounts for ﹤0.01% of the portfolio, ranked #1574.

Independent Advisor Alliance first reported a position in PSEC in Q4 2016 and has held it in 21 quarters since. The position peaked at $10.9M in Q4 2019. 218 funds tracked by Wall St. Rank hold PSEC as of Q1 2026.

  • Independent Advisor Alliance held 11,362 shares of Prospect Capital worth $29.7K as of Q1 2026.
  • Independent Advisor Alliance sold 1,188 Prospect Capital shares in Q1 2026, an estimated $3.25K.
  • Prospect Capital made up ﹤0.01% of Independent Advisor Alliance's portfolio in Q1 2026, its #1574 holding.
  • Independent Advisor Alliance first reported a position in Prospect Capital in Q4 2016 and has held it in 21 quarters since.
  • Independent Advisor Alliance's Prospect Capital position peaked at $10.9M in Q4 2019.
  • 218 funds tracked by Wall St. Rank held Prospect Capital as of Q1 2026.

Based on Independent Advisor Alliance's 13F filing for Q1 2026, filed 12 May 2026.