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Prospect Capital
PSEC

Overview Fund Activity

254 hedge funds and large institutions have $908M invested in Prospect Capital in 2014 Q1 according to their latest regulatory filings, with 49 funds opening new positions, 107 increasing their positions, 70 reducing their positions, and 25 closing their positions.

Holders
254
Holders Change
+19
Holders Change %
+8.09%
% of All Funds
7.34%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.14%
New
49
Increased
107
Reduced
70
Closed
25
Calls
$825K
Puts
$3.47M
Net Calls
-$2.65M
Net Calls Change
-$1.39M

Top Buyers

1
Two Sigma Investments
1
Two Sigma Investments
New York
$47.7M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$35.8M
3
CNB
3
City National Bank
California
$40.2M
4
U
4
UBS
Switzerland
$43.2M
5
Bank of America
5
Bank of America
North Carolina
$10.5M

Top Sellers

1
BFA
1
BlackRock Fund Advisors
California
$83.8M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$11.1M
3
Principal Financial Group
3
Principal Financial Group
Iowa
$923K
4
Ameriprise
4
Ameriprise
Minnesota
$85K
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$12.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
LSV Asset Management
76
LSV Asset Management
Illinois
$1.73M – – –
VOYA Investment Management
77
VOYA Investment Management
Georgia
$1.69M -$156K -14,447 -8%
PSI
78
Pinnacle Summer Investments
Virginia
$1.63M -$7.55K -699 -0.5%
SG Americas Securities
79
SG Americas Securities
New York
$1.62M -$151K -13,938 -8%
HT
80
HAP Trading
New York
$1.6M +$1.6M +148,561 New
BTS
81
BB&T Securities
Virginia
$1.54M +$194K +1,800 +14%
PFS
82
Prospera Financial Services
Texas
$1.54M +$70.2K +6,500 +5%
KeyBank National Association
83
KeyBank National Association
Ohio
$1.53M +$142K +13,171 +10%
OWIM
84
Old West Investment Management
California
$1.51M – – –
Cambridge Investment Research Advisors
85
Cambridge Investment Research Advisors
Iowa
$1.44M +$432K +39,960 +43%
CK
86
Carnick & Kubik
Colorado
$1.39M +$16.5K +1,525 +1%
Susquehanna International Group
87
Susquehanna International Group
Pennsylvania
$1.38M -$8.75M -810,227 -86%
TRSOTSOK
88
Teachers Retirement System of the State of Kentucky
Kentucky
$1.34M +$169K +15,636 +14%
MCM
89
McKinley Capital Management
Alaska
$1.28M -$43.6K -4,035 -3%
UBS AM
90
UBS AM
Illinois
$1.15M +$88.5K +8,200 +8%
DC
91
Davenport & Co
Virginia
$1.14M -$64.8K -6,000 -5%
Public Employees Retirement Association of Colorado
92
Public Employees Retirement Association of Colorado
Colorado
$1.13M – – –
EM
93
EnTrustPermal Management
New York
$1.11M +$86 +8 +0%
MC
94
Menta Capital
California
$1.1M +$1.1M +101,400 New
LCM
95
Logan Capital Management
Pennsylvania
$1.06M – – –
Royal Bank of Canada
96
Royal Bank of Canada
Ontario, Canada
$1.06M +$159K +14,718 +18%
CAN
97
Cetera Advisor Networks
California
$1.04M +$91.8K +8,534 +10%
ANI
98
American National Insurance
Texas
$1.01M – – –
CIA
99
CCM Investment Advisers
South Carolina
$1.01M -$5.24M -485,191 -84%
Goldman Sachs
100
Goldman Sachs
New York
$1M -$5.89M -545,609 -85%
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