UBS AM
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UBS AM’s Prospect Capital PSEC Stock Holding History

UBS AM’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q1 		– Sell
-34
Closed -$229 – 2669
2017
Q4 		$229 Buy
+34
New +$222 ﹤0.01% 2572
2014
Q2 		– Sell
-106,051
Closed -$1.15M – 2580
2014
Q1 		$1.15M Buy
106,051
+8,200
+8% +$90.7K ﹤0.01% 1521
2013
Q4 		$1.1M Sell
97,851
-11,695
-11% -$132K ﹤0.01% 1484
2013
Q3 		$1.23M Buy
109,546
+1,300
+1% +$14.4K ﹤0.01% 1419
2013
Q2 		$1.17M Buy
+108,246
New +$1.16M ﹤0.01% 1391

Other funds holding PSEC

MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

UBS AM's PSEC Position: Q1 2018 in Review

UBS AM sold out of Prospect Capital (PSEC) in Q1 2018, closing a stake of 34 shares — an estimated $229 sold.

UBS AM first reported a position in PSEC in Q2 2013 and held it in 5 quarters. The position peaked at $1.23M in Q3 2013. 218 funds tracked by Wall St. Rank hold PSEC as of Q1 2018.

  • UBS AM reported no remaining Prospect Capital position as of Q1 2018 after selling out during the quarter.
  • UBS AM sold 34 Prospect Capital shares in Q1 2018, an estimated $229.
  • UBS AM first reported a position in Prospect Capital in Q2 2013 and held it in 5 quarters.
  • UBS AM's Prospect Capital position peaked at $1.23M in Q3 2013.
  • 218 funds tracked by Wall St. Rank held Prospect Capital as of Q1 2018.

Based on UBS AM's 13F filing for Q1 2018, filed 14 May 2018.