PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

254 hedge funds and large institutions have $908M invested in Prospect Capital in 2014 Q1 according to their latest regulatory filings, with 49 funds opening new positions, 107 increasing their positions, 70 reducing their positions, and 25 closing their positions.

Holders
254
Holders Change
+19
Holders Change %
+8.09%
% of All Funds
7.34%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.14%
New
49
Increased
107
Reduced
70
Closed
25
Calls
$825K
Puts
$3.47M
Net Calls
-$2.65M
Net Calls Change
-$1.39M

Top Buyers

1
Two Sigma Investments
1
Two Sigma Investments
New York
$47.7M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$35.8M
3
CNB
3
City National Bank
California
$40.2M
4
U
4
UBS
Switzerland
$43.2M
5
Bank of America
5
Bank of America
North Carolina
$10.5M

Top Sellers

1
BFA
1
BlackRock Fund Advisors
California
$83.8M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$11.1M
3
Principal Financial Group
3
Principal Financial Group
Iowa
$923K
4
Ameriprise
4
Ameriprise
Minnesota
$85K
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$12.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
Millennium Management
26
Millennium Management
New York
$7.4M +$988K +91,473 +15%
Citigroup
27
Citigroup
New York
$6.77M +$4.62M +427,491 +215%
D.E. Shaw & Co
28
D.E. Shaw & Co
New York
$6.4M -$688K -63,660 -10%
TFMS
29
Trust & Fiduciary Management Services
Massachusetts
$6.25M +$715K +66,254 +13%
California State Teachers Retirement System (CalSTRS)
30
California State Teachers Retirement System (CalSTRS)
California
$6.13M +$685K +63,400 +13%
New York State Common Retirement Fund
31
New York State Common Retirement Fund
New York
$6.1M -$312K -28,913 -5%
JPMorgan Chase & Co
32
JPMorgan Chase & Co
New York
$5.85M -$5.43M -502,746 -48%
AllianceBernstein
33
AllianceBernstein
Tennessee
$5.78M +$544K +50,400 +10%
SAM
34
Selway Asset Management
$5.3M +$847K +78,460 +19%
SGCIA
35
Smith Graham & Co Investment Advisors
Texas
$5.2M -$1.9M -176,273 -27%
Charles Schwab
36
Charles Schwab
California
$5.03M +$56.2K +5,200 +1%
GC
37
Guggenheim Capital
Illinois
$4.77M -$252K -23,311 -5%
AIG
38
American International Group
New York
$4.76M +$301K +27,892 +7%
CS
39
Credit Suisse
Switzerland
$4.28M -$768K -71,150 -15%
NFA
40
Nationwide Fund Advisors
Ohio
$3.93M +$224K +20,779 +6%
RhumbLine Advisers
41
RhumbLine Advisers
Massachusetts
$3.9M -$361K -33,422 -8%
NCCM
42
Nine Chapters Capital Management
New Jersey
$3.81M +$2.79M +258,200 +272%
CP
43
Camelot Portfolios
Ohio
$3.69M -$135K -12,547 -4%
CPSAC
44
Chas P. Smith & Associates (CPS)
Florida
$3.42M -$65.3K -6,045 -2%
ProShare Advisors
45
ProShare Advisors
Maryland
$3.41M +$3.15M +291,242 +1,185%
SCM
46
Sterling Capital Management
North Carolina
$3.19M +$2.4M +222,621 +307%
VanEck Associates
47
VanEck Associates
New York
$3.18M +$1.06M +97,984 +50%
Swiss National Bank
48
Swiss National Bank
Switzerland
$3.08M +$565K +52,300 +22%
LPL Financial
49
LPL Financial
California
$3.01M +$167K +15,466 +6%
Wells Fargo
50
Wells Fargo
California
$2.85M -$90.7K -8,407 -3%
1
2
3 4 5