Charles Schwab
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Charles Schwab’s Prospect Capital PSEC Stock Holding History

Charles Schwab’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q2 		– Sell
-465,800
Closed -$5.03M – 3133
2014
Q1 		$5.03M Buy
465,800
+5,200
+1% +$57.5K 0.01% 1327
2013
Q4 		$5.17M Buy
460,600
+30,600
+7% +$344K 0.01% 1228
2013
Q3 		$4.82M Buy
430,000
+23,600
+6% +$262K 0.01% 1214
2013
Q2 		$4.4M Buy
+406,400
New +$4.35M 0.01% 1170

Other funds holding PSEC

U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
CNB
City National Bank Beverly Hills, California $11.6B AUM 3.11% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
BG
BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
VM
Varde Management Minneapolis, Minnesota $49.3M AUM 87.64% 1-Year Est. Return

Charles Schwab's PSEC Position: Q2 2014 in Review

Charles Schwab sold out of Prospect Capital (PSEC) in Q2 2014, closing a stake of 465,800 shares — an estimated $5.03M sold.

Charles Schwab first reported a position in PSEC in Q2 2013 and held it in 4 quarters. The position peaked at $5.17M in Q4 2013. 227 funds tracked by Wall St. Rank hold PSEC as of Q2 2014.

  • Charles Schwab reported no remaining Prospect Capital position as of Q2 2014 after selling out during the quarter.
  • Charles Schwab sold 465,800 Prospect Capital shares in Q2 2014, an estimated $5.03M.
  • Charles Schwab first reported a position in Prospect Capital in Q2 2013 and held it in 4 quarters.
  • Charles Schwab's Prospect Capital position peaked at $5.17M in Q4 2013.
  • 227 funds tracked by Wall St. Rank held Prospect Capital as of Q2 2014.

Based on Charles Schwab's 13F filing for Q2 2014, filed 30 Jul 2014.