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Chas P. Smith & Associates (CPS)’s Prospect Capital PSEC Stock Holding History

Chas P. Smith & Associates (CPS)’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q1 		– Sell
-97,335
Closed -$679K – 108
2015
Q4 		$679K Sell
97,335
-17,470
-15% -$127K 0.12% 56
2015
Q3 		$819K Sell
114,805
-8,620
-7% -$64.2K 0.16% 49
2015
Q2 		$910K Buy
123,425
+31,225
+34% +$251K 0.16% 51
2015
Q1 		$779K Buy
92,200
+56,120
+156% +$479K 0.14% 55
2014
Q4 		$298K Sell
36,080
-30,585
-46% -$282K 0.05% 74
2014
Q3 		$660K Buy
66,665
+8,060
+14% +$85K 0.13% 55
2014
Q2 		$623K Sell
58,605
-258,105
-81% -$2.68M 0.13% 61
2014
Q1 		$3.42M Sell
316,710
-6,045
-2% -$66.8K 0.25% 46
2013
Q4 		$3.62M Buy
322,755
+216,495
+204% +$2.44M 0.28% 46
2013
Q3 		$1.19M Buy
106,260
+6,550
+7% +$72.7K 0.3% 45
2013
Q2 		$1.08M Buy
+99,710
New +$1.07M 0.29% 47

Other funds holding PSEC

Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
JMPWA
JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return
BG
BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

Chas P. Smith & Associates (CPS)'s PSEC Position: Q1 2016 in Review

Chas P. Smith & Associates (CPS) sold out of Prospect Capital (PSEC) in Q1 2016, closing a stake of 97,335 shares — an estimated $679K sold.

Chas P. Smith & Associates (CPS) first reported a position in PSEC in Q2 2013 and held it in 11 quarters. The position peaked at $3.62M in Q4 2013. 217 funds tracked by Wall St. Rank hold PSEC as of Q1 2016.

  • Chas P. Smith & Associates (CPS) reported no remaining Prospect Capital position as of Q1 2016 after selling out during the quarter.
  • Chas P. Smith & Associates (CPS) sold 97,335 Prospect Capital shares in Q1 2016, an estimated $679K.
  • Chas P. Smith & Associates (CPS) first reported a position in Prospect Capital in Q2 2013 and held it in 11 quarters.
  • Chas P. Smith & Associates (CPS)'s Prospect Capital position peaked at $3.62M in Q4 2013.
  • 217 funds tracked by Wall St. Rank held Prospect Capital as of Q1 2016.

Based on Chas P. Smith & Associates (CPS)'s 13F filing for Q1 2016, filed 16 May 2016.