Chas P. Smith & Associates (CPS)’s Prospect Capital PSEC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-123,425	Closed	-$910K	–	113
2016 Q3	$910K	Buy	+123,425	New	+$1.02M	0.08%	71
2016 Q1	–	Sell	-97,335	Closed	-$679K	–	108
2015 Q4	$679K	Sell	97,335 -17,470	-15%	-$127K	0.12%	56
2015 Q3	$819K	Sell	114,805 -8,620	-7%	-$64.2K	0.16%	49
2015 Q2	$910K	Buy	123,425 +31,225	+34%	+$251K	0.16%	51
2015 Q1	$779K	Buy	92,200 +56,120	+156%	+$479K	0.14%	55
2014 Q4	$298K	Sell	36,080 -30,585	-46%	-$282K	0.05%	74
2014 Q3	$660K	Buy	66,665 +8,060	+14%	+$85K	0.13%	55
2014 Q2	$623K	Sell	58,605 -258,105	-81%	-$2.68M	0.13%	61
2014 Q1	$3.42M	Sell	316,710 -6,045	-2%	-$66.8K	0.25%	46
2013 Q4	$3.62M	Buy	322,755 +216,495	+204%	+$2.44M	0.28%	46
2013 Q3	$1.19M	Buy	106,260 +6,550	+7%	+$72.7K	0.3%	45
2013 Q2	$1.08M	Buy	+99,710	New	+$1.07M	0.29%	47