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Principal Spectrum Preferred Securities Active ETF
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Overview Fund Activity

104 hedge funds and large institutions have $816M invested in Principal Spectrum Preferred Securities Active ETF in 2024 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 50 increasing their positions, 24 reducing their positions, and 4 closing their positions.

Holders
104
Holders Change
+12
Holders Change %
+13.04%
% of All Funds
1.39%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.04%
New
19
Increased
50
Reduced
24
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IA
1
IFC Advisors
California
$44M
2
Raymond James Financial
2
Raymond James Financial
Florida
$32.8M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$54.6M
4
Bank of America
4
Bank of America
North Carolina
$166M
5
Morgan Stanley
5
Morgan Stanley
New York
$113M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$56.8M
2
PCA
2
Pallas Capital Advisors
Massachusetts
$1.15M
3
Truist Financial
3
Truist Financial
North Carolina
$956K
4
SRC
4
Sage Rhino Capital
California
$0
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$4.07M
Name Market Value Shares Shares
Change 		Shares
Change %
AWM
51
Activest Wealth Management
Florida
$1.03M 55,562 +394 +0.7%
SAM
52
Smartleaf Asset Management
Massachusetts
$1.03M 55,109 +9,930 +22%
KAS
53
Kestra Advisory Services
Texas
$1.02M 54,669 +18,167 +50%
UB
54
UMB Bank
Missouri
$1.01M 54,005 -8,124 -13%
FCFC
55
First Citizens Financial Corp
Iowa
$979K 52,609 +1,270 +2%
Truist Financial
56
Truist Financial
North Carolina
$956K 51,366 -61,937 -55%
FFP
57
FourThought Financial Partners
Florida
$906K 48,673 +489 +1%
Jane Street
58
Jane Street
New York
$898K 48,264 -11,240 -19%
ATC
59
Argent Trust Co
Tennessee
$750K 40,305 -11,130 -22%
LWM
60
Laidlaw Wealth Management
New York
$747K 40,160 +1,055 +3%
CPL
61
Capital & Planning LLC
Georgia
$741K 39,840 +39,840 New
Bank of New York Mellon
62
Bank of New York Mellon
New York
$729K 39,172 +2,319 +6%
USCWA
63
U.S. Capital Wealth Advisors
Texas
$720K 38,667 +38,667 New
PFP
64
Pinnacle Financial Partners
Tennessee
$713K 38,331 +1,925 +5%
SCM
65
Schnieders Capital Management
California
$682K 36,650 – –
WAP
66
Wealthcare Advisory Partners
Pennsylvania
$668K 35,921 +1,341 +4%
CIAS
67
Capital Investment Advisory Services
North Carolina
$605K 32,530 -9,080 -22%
MFC
68
Mechanics Financial Corp
Ohio
$525K 28,193 +685 +2%
FFA
69
Farther Finance Advisors
California
$478K 25,700 -2,224 -8%
HWMO
70
Heritage Wealth Management (Ohio)
Ohio
$471K 25,300 +25,300 New
GRP
71
Global Retirement Partners
California
$469K 25,184 -17,949 -42%
LA
72
LexAurum Advisors
Kansas
$446K 23,940 +6,847 +40%
IAA
73
Independent Advisor Alliance
North Carolina
$434K 23,335 +23,335 New
WA
74
Whipplewood Advisors
Colorado
$374K 20,112 +20,112 New
Cambridge Investment Research Advisors
75
Cambridge Investment Research Advisors
Iowa
$372K 19,984 -831 -4%
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