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Independent Advisor Alliance’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Independent Advisor Alliance’s Portfolio PREF Stock Details PREF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		– Sell
-45,043
Closed -$848K – 1473
2026
Q1 		$848K Buy
+45,043
New +$859K 0.01% 903
2025
Q1 		– Sell
-23,335
Closed -$434K – 1210
2024
Q4 		$434K Buy
+23,335
New +$437K 0.01% 1001

Other funds holding PREF

Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
IA
IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Independent Advisor Alliance's PREF Position: Q2 2026 in Review

Independent Advisor Alliance sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q2 2026, closing a stake of 45,043 shares — an estimated $848K sold.

Independent Advisor Alliance first reported a position in PREF in Q4 2024 and held it in 2 quarters. The position peaked at $848K in Q1 2026. 135 funds tracked by Wall St. Rank hold PREF as of Q2 2026.

  • Independent Advisor Alliance reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q2 2026 after selling out during the quarter.
  • Independent Advisor Alliance sold 45,043 Principal Spectrum Preferred Securities Active ETF shares in Q2 2026, an estimated $848K.
  • Independent Advisor Alliance first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2024 and held it in 2 quarters.
  • Independent Advisor Alliance's Principal Spectrum Preferred Securities Active ETF position peaked at $848K in Q1 2026.
  • 135 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2026.

Based on Independent Advisor Alliance's 13F filing for Q2 2026, filed 12 Aug 2026.