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Principal Spectrum Preferred Securities Active ETF
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Overview Fund Activity

65 hedge funds and large institutions have $205M invested in Principal Spectrum Preferred Securities Active ETF in 2022 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 29 increasing their positions, 23 reducing their positions, and 7 closing their positions.

Holders
65
Holders Change
-4
Holders Change %
-5.8%
% of All Funds
1.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
29
Reduced
23
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$38.8M
2
Wells Fargo
2
Wells Fargo
California
$16.4M
3
UBS Group
3
UBS Group
Switzerland
$13.6M
4
Morgan Stanley
4
Morgan Stanley
New York
$29.4M
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$2.45M

Top Sellers

1
Jane Street
1
Jane Street
New York
$0
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$0
3
Citadel Advisors
3
Citadel Advisors
Florida
$874K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$2.63M
5
Truist Financial
5
Truist Financial
North Carolina
$3.69M
Name Market Value Shares Shares
Change 		Shares
Change %
BEI
26
Benjamin Edwards Inc
Missouri
$1.58M 93,926 -817 -0.9%
MIA
27
MainStreet Investment Advisors
Illinois
$1.47M 87,660 – –
USAA
28
United Services Automobile Association
Texas
$1.34M 79,750 -7,170 -8%
ARG
29
Advisory Resource Group
Oklahoma
$1.34M 79,547 -1,238 -2%
RIA
30
Realta Investment Advisors
Delaware
$1.31M 78,292 -8,126 -9%
PAG
31
Private Advisor Group
New Jersey
$1.3M 77,741 -1,230 -2%
FIA
32
Foundations Investment Advisors
Arizona
$1.27M 75,756 +18,866 +33%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$1.02M 60,633 -21,136 -26%
FIM
34
Freedom Investment Management
Connecticut
$889K 52,961 -2,480 -4%
Citadel Advisors
35
Citadel Advisors
Florida
$874K 52,111 -58,025 -53%
UB
36
UMB Bank
Missouri
$769K 45,843 -21 -0%
APA
37
American Portfolios Advisors
New York
$690K 41,121 -21,330 -34%
JWCA
38
J.W. Cole Advisors
Florida
$655K 39,029 +370 +1%
AWM
39
Activest Wealth Management
Florida
$607K 36,177 +2,257 +7%
JCM
40
Jacobi Capital Management
Pennsylvania
$603K 35,948 +35,948 New
PFP
41
Pinnacle Financial Partners
Tennessee
$587K 34,964 +6,000 +21%
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$525K 31,344 +5,871 +23%
CIAS
43
Capital Investment Advisory Services
North Carolina
$404K 24,079 +1,208 +5%
MFC
44
Mechanics Financial Corp
Ohio
$368K 21,903 +3,359 +18%
EH
45
Equitable Holdings
New York
$361K 21,505 +5 +0%
XF
46
XML Financial
Maryland
$350K 20,869 -4,043 -16%
Creative Planning
47
Creative Planning
Kansas
$343K 20,446 +20,446 New
DC
48
Davenport & Co
Virginia
$319K 19,011 -2,515 -12%
KAS
49
Kestra Advisory Services
Texas
$300K 17,885 +818 +5%
OPS
50
Orion Portfolio Solutions
Nebraska
$251K 14,957 +291 +2%
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