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Principal Spectrum Preferred Securities Active ETF
PREF

Overview Fund Activity

46 hedge funds and large institutions have $157M invested in Principal Spectrum Preferred Securities Active ETF in 2020 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 7 reducing their positions, and 1 closing their positions.

Holders
46
Holders Change
+8
Holders Change %
+21.05%
% of All Funds
0.82%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
10
Increased
27
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CWG
1
Cornerstone Wealth Group
North Carolina
$23.8M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$5.51M
3
Bank of America
3
Bank of America
North Carolina
$34.2M
4
Morgan Stanley
4
Morgan Stanley
New York
$11.7M
5
Jane Street
5
Jane Street
New York
$2.76M

Top Sellers

1
NA
1
Nottingham Advisors
New York
$3.89M
2
BEI
2
Benjamin Edwards Inc
Missouri
$813K
3
GRP
3
Global Retirement Partners
California
$58K
4
GSWM
4
Golden State Wealth Management
California
$0
5
DC
5
Davenport & Co
Virginia
$441K
Name Market Value Shares Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$983K 47,511 +1,011 +2%
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$857K 41,460 +41,460 New
BEI
28
Benjamin Edwards Inc
Missouri
$813K 39,332 -3,870 -9%
DP
29
Dearborn Partners
Illinois
$777K 37,564 -713 -2%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$740K 35,814 +20,380 +132%
APA
31
American Portfolios Advisors
New York
$735K 35,560 +13,003 +58%
3AM
32
3EDGE Asset Management
Florida
$668K 32,305 +9,446 +41%
XF
33
XML Financial
Maryland
$548K 26,488 +1,050 +4%
Citadel Advisors
34
Citadel Advisors
Florida
$521K 25,179 +25,179 New
DC
35
Davenport & Co
Virginia
$441K 21,329 -1,220 -5%
TGAM
36
TBH Global Asset Management
Tennessee
$407K 19,698 +1,095 +6%
FHC
37
First Heartland Consultants
Missouri
$360K 17,405 +17,405 New
KAS
38
Kestra Advisory Services
Texas
$227K 10,975 +10,975 New
TF
39
Trek Financial
Arizona
$223K 10,765 -769 -7%
MAFM
40
Mid Atlantic Financial Management
Pennsylvania
$206K 9,975 +9,975 New
Carson Wealth (CWM LLC)
41
Carson Wealth (CWM LLC)
Nebraska
$121K 5,815 – –
GRP
42
Global Retirement Partners
California
$58K 2,781 -3,007 -52%
Rockefeller Capital Management
43
Rockefeller Capital Management
New York
$18K 916 +126 +16%
MCM
44
McMillion Capital Management
North Carolina
$7K 336 +336 New
BFEC
45
Benjamin F. Edwards & Company
Missouri
$6K 280 – –
IA
46
IFP Advisors
Florida
$3K 152 +67 +79%
GSWM
47
Golden State Wealth Management
California
– – -2,665 Closed
CFGS
48
Concourse Financial Group Securities
Alabama
– – – –
1
2