Trek Financial’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Trek Financial’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-10,765	Closed	-$223K	–	240
2020 Q4	$223K	Sell	10,765 -769	-7%	-$15.7K	0.03%	169
2020 Q3	$232K	Buy	11,534 +319	+3%	+$6.36K	0.04%	137
2020 Q2	$218K	Buy	+11,215	New	+$213K	0.03%	126

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CWG

Cornerstone Wealth Group Huntersville, North Carolina $1.56B AUM 22.37% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Trek Financial's PREF Position: Q1 2021 in Review

Trek Financial sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q1 2021, closing a stake of 10,765 shares — an estimated $223K sold.

Trek Financial first reported a position in PREF in Q2 2020 and held it in 3 quarters. The position peaked at $232K in Q3 2020. 56 funds tracked by Wall St. Rank hold PREF as of Q1 2021.

Trek Financial reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q1 2021 after selling out during the quarter.
Trek Financial sold 10,765 Principal Spectrum Preferred Securities Active ETF shares in Q1 2021, an estimated $223K.
Trek Financial first reported a position in Principal Spectrum Preferred Securities Active ETF in Q2 2020 and held it in 3 quarters.
Trek Financial's Principal Spectrum Preferred Securities Active ETF position peaked at $232K in Q3 2020.
56 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q1 2021.

Based on Trek Financial's 13F filing for Q1 2021, filed 17 May 2021.