3EDGE Asset Management’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

3EDGE Asset Management’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-30,660	Closed	-$625K	–	48
2021 Q1	$625K	Sell	30,660 -1,645	-5%	-$33.8K	0.05%	34
2020 Q4	$668K	Buy	32,305 +9,446	+41%	+$192K	0.06%	34
2020 Q3	$459K	Buy	22,859 +4,489	+24%	+$89.5K	0.05%	25
2020 Q2	$357K	Buy	+18,370	New	+$348K	0.04%	30

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CWG

Cornerstone Wealth Group Huntersville, North Carolina $1.56B AUM 22.37% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

3EDGE Asset Management's PREF Position: Q2 2021 in Review

3EDGE Asset Management sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q2 2021, closing a stake of 30,660 shares — an estimated $625K sold.

3EDGE Asset Management first reported a position in PREF in Q2 2020 and held it in 4 quarters. The position peaked at $668K in Q4 2020. 64 funds tracked by Wall St. Rank hold PREF as of Q2 2021.

3EDGE Asset Management reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q2 2021 after selling out during the quarter.
3EDGE Asset Management sold 30,660 Principal Spectrum Preferred Securities Active ETF shares in Q2 2021, an estimated $625K.
3EDGE Asset Management first reported a position in Principal Spectrum Preferred Securities Active ETF in Q2 2020 and held it in 4 quarters.
3EDGE Asset Management's Principal Spectrum Preferred Securities Active ETF position peaked at $668K in Q4 2020.
64 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2021.

Based on 3EDGE Asset Management's 13F filing for Q2 2021, filed 15 Jul 2021.