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Principal Spectrum Preferred Securities Active ETF
PREF

Overview Fund Activity

38 hedge funds and large institutions have $99.5M invested in Principal Spectrum Preferred Securities Active ETF in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 25 increasing their positions, 7 reducing their positions, and 5 closing their positions.

Holders
38
Holders Change
-1
Holders Change %
-2.56%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
25
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$28.6M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$4.9M
3
IWA
3
IBEX Wealth Advisors
New Jersey
$4.07M
4
UBS Group
4
UBS Group
Switzerland
$5.06M
5
NA
5
Nottingham Advisors
New York
$4.25M

Top Sellers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$0
2
RJA
2
Raymond James & Associates
Florida
$2.77M
3
RWA
3
Redhawk Wealth Advisors
Minnesota
$0
4
Jane Street
4
Jane Street
New York
$0
5
Carson Wealth (CWM LLC)
5
Carson Wealth (CWM LLC)
Nebraska
$121K
Name Holding Trade Value Shares
Change 		Shares
Change %
DC
26
Davenport & Co
Virginia
$453K +$1.29K +64 +0.3%
APA
27
American Portfolios Advisors
New York
$453K +$425K +21,172 +1,529%
TGAM
28
TBH Global Asset Management
Tennessee
$374K +$10.2K +508 +3%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$309K +$21.6K +1,079 +8%
TF
30
Trek Financial
Arizona
$232K +$6.42K +319 +3%
Osaic Holdings
31
Osaic Holdings
Arizona
$135K -$143K -3,333 -52%
Carson Wealth (CWM LLC)
32
Carson Wealth (CWM LLC)
Nebraska
$121K -$484K -23,260 -80%
GRP
33
Global Retirement Partners
California
$116K +$461 +23 +0.4%
WB
34
West Bancorporation
Iowa
$80K – – –
GSWM
35
Golden State Wealth Management
California
$54K +$54K +2,665 New
Rockefeller Capital Management
36
Rockefeller Capital Management
New York
$15K +$6.65K +350 +80%
BFEC
37
Benjamin F. Edwards & Company
Missouri
$6K – – –
IA
38
IFP Advisors
Florida
$2K +$2K +85 New
Principal Financial Group
39
Principal Financial Group
Iowa
– -$19.3M -995,020 Closed
RWA
40
Redhawk Wealth Advisors
Minnesota
– -$3.88M -199,605 Closed
Jane Street
41
Jane Street
New York
– -$767K -39,485 Closed
FIA
42
Foundations Investment Advisors
Arizona
– -$324K -16,715 Closed
AWM
43
Apollon Wealth Management
South Carolina
– -$63K -3,250 Closed
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