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PhenixFIN

105 hedge funds and large institutions have $207M invested in PhenixFIN in 2014 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 32 increasing their positions, 39 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

0.24% more ownership

Funds ownership: 1.66%1.9% (+0.24%)

8% less first-time investments, than exits

New positions opened: 24 | Existing positions closed: 26

5% less funds holding

Funds holding: 110105 (-5)

11% less capital invested

Capital invested by funds: $232M → $207M (-$24.4M)

18% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 39

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $405K

Holders
105
Holders Change
-5
Holders Change %
-4.55%
% of All Funds
2.8%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.11%
New
24
Increased
32
Reduced
39
Closed
26
Calls
Puts
$405K
Net Calls
-$405K
Net Calls Change
+$1.09M
Name Holding Trade Value Shares
Change
Change in
Stake
SIC
76
Salem Investment Counselors
North Carolina
$136K -$496K -2,285 -76%
D.E. Shaw & Co
77
D.E. Shaw & Co
New York
$126K -$2.23M -10,255 -94%
WA
78
WFG Advisors
Texas
$117K +$3.26K +15 +2%
AG
79
Aperio Group
California
$115K -$86.6K -399 -39%
WS
80
Wedbush Securities
California
$112K -$17.8K -82 -12%
M&T Bank
81
M&T Bank
New York
$106K -$661K -3,044 -84%
TRCT
82
Tower Research Capital (TRC)
New York
$106K +$93.1K +429 +302%
ARTA
83
A.R.T. Advisors
New York
$102K +$121K +556 New
MFS
84
MSI Financial Services
Massachusetts
$88K -$45.6K -210 -31%
PAM
85
Panagora Asset Management
Massachusetts
$77K
NES
86
New England Securities
New York
$71K -$3.26K -15 -4%
Bank of America
87
Bank of America
North Carolina
$55K -$48.4K -223 -43%
PI
88
PineBridge Investments
New York
$44K +$51.7K +238 New
BAM
89
Barrett Asset Management
New York
$28K -$3.91K -18 -11%
MAA
90
Managed Account Advisors
New Jersey
$24K -$13.5K -62 -33%
NPC
91
National Planning Corporation
California
$18.3K +$21.7K +100 New
WTC
92
WhitTier Trust Company
Nevada
$17K
SNT
93
Security National Trust
West Virginia
$13K
Deutsche Bank
94
Deutsche Bank
Germany
$11K +$13.7K +63 New
GGPS
95
Gary Goldberg Planning Services
New York
$9K
QT
96
Quantbot Technologies
New York
$7K -$66.4K -306 -88%
OIA
97
Optimum Investment Advisors
Illinois
$7K
BRWM
98
B. Riley Wealth Management
Tennessee
$4K
HI
99
Hudock Inc
Pennsylvania
$4K
PFG
100
Pacific Financial Group
Washington
$4K +$4.34K +20 New

PFX Hedge Fund Activity: Q4 2014 in Review

105 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q4 2014, worth a combined $207M — down 11% from $232M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of PFX and 24 opened new positions — a net loss of 2 holders — while 39 trimmed existing stakes and 32 added.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $11.4M. The largest seller was Varde Management, exiting entirely with an estimated $10.1M sold.

  • 105 institutional investors held PhenixFIN (PFX) as of Q4 2014, down from 110 in Q3 2014.
  • Funds reported $207M of PhenixFIN stock for Q4 2014, down 11% quarter-over-quarter.
  • 24 funds opened new PhenixFIN positions in Q4 2014 and 26 closed out, a net change of -2 holders.
  • The largest PhenixFIN buyer in Q4 2014 was Rivernorth Capital Management, an estimated $11.4M added.
  • The largest PhenixFIN seller in Q4 2014 was Varde Management, an estimated $10.1M sold.

Based on aggregated 13F filings for Q4 2014.