Deutsche Bank’s PhenixFIN PFX Stock Holding History

Deutsche Bank’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-50	Closed	-$3K	–	5563
2018 Q1	$3K	Buy	+50	New	+$4.58K	﹤0.01%	5285
2017 Q4	–	Hold	0	–	–	–	5095
2017 Q3	–	Hold	0	–	–	–	5028
2017 Q2	–	Sell	-40	Closed	-$6K	–	5064
2017 Q1	$6K	Buy	+40	New	+$6.11K	﹤0.01%	4682
2016 Q3	–	Sell	-3,000	Closed	-$402K	–	5130
2016 Q2	$402K	Sell	3,000 -185	-6%	-$24.5K	﹤0.01%	3409
2016 Q1	$420K	Buy	+3,185	New	+$407K	﹤0.01%	3317
2015 Q1	–	Sell	-63	Closed	-$11K	–	5731
2014 Q4	$11K	Buy	+63	New	+$13.7K	﹤0.01%	5695
2014 Q3	–	Sell	-13,426	Closed	-$3.5M	–	6034
2014 Q2	$3.5M	Buy	13,426 +11,820	+736%	+$3.03M	﹤0.01%	2081
2014 Q1	$436K	Sell	1,606 -148	-8%	-$41.3K	﹤0.01%	3418
2013 Q4	$484K	Sell	1,754 -3,284	-65%	-$918K	﹤0.01%	3133
2013 Q3	$1.39M	Buy	5,038 +1,073	+27%	+$298K	﹤0.01%	2714
2013 Q2	$1.08M	Buy	+3,965	New	+$1.16M	﹤0.01%	2638

Other funds holding PFX

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RAM

Roumell Asset Management Chevy Chase, Maryland $53.3M AUM 8.91% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Deutsche Bank's PFX Position: Q2 2018 in Review

Deutsche Bank sold out of PhenixFIN (PFX) in Q2 2018, closing a stake of 50 shares — an estimated $3K sold.

Deutsche Bank first reported a position in PFX in Q2 2013 and held it in 10 quarters. The position peaked at $3.5M in Q2 2014. 71 funds tracked by Wall St. Rank hold PFX as of Q2 2018.

Deutsche Bank reported no remaining PhenixFIN position as of Q2 2018 after selling out during the quarter.
Deutsche Bank sold 50 PhenixFIN shares in Q2 2018, an estimated $3K.
Deutsche Bank first reported a position in PhenixFIN in Q2 2013 and held it in 10 quarters.
Deutsche Bank's PhenixFIN position peaked at $3.5M in Q2 2014.
71 funds tracked by Wall St. Rank held PhenixFIN as of Q2 2018.

Based on Deutsche Bank's 13F filing for Q2 2018, filed 14 Aug 2018.