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B. Riley Wealth Management’s PhenixFIN PFX Stock Holding History

B. Riley Wealth Management’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-25
Closed -$4K – 588
2015
Q2 		$4K Hold
25
– – ﹤0.01% 891
2015
Q1 		$4K Hold
25
– – ﹤0.01% 891
2014
Q4 		$4K Hold
25
– – ﹤0.01% 878
2014
Q3 		$5K Hold
25
– – ﹤0.01% 905
2014
Q2 		$6K Sell
25
-130
-84% -$33.3K ﹤0.01% 919
2014
Q1 		$42K Buy
+155
New +$43.3K 0.03% 477

Other funds holding PFX

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
PAM
PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return
AFG
American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
AllianceBernstein
AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
HCM
Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

B. Riley Wealth Management's PFX Position: Q3 2015 in Review

B. Riley Wealth Management sold out of PhenixFIN (PFX) in Q3 2015, closing a stake of 25 shares — an estimated $4K sold.

B. Riley Wealth Management first reported a position in PFX in Q1 2014 and held it in 6 quarters. The position peaked at $42K in Q1 2014. 99 funds tracked by Wall St. Rank hold PFX as of Q3 2015.

  • B. Riley Wealth Management reported no remaining PhenixFIN position as of Q3 2015 after selling out during the quarter.
  • B. Riley Wealth Management sold 25 PhenixFIN shares in Q3 2015, an estimated $4K.
  • B. Riley Wealth Management first reported a position in PhenixFIN in Q1 2014 and held it in 6 quarters.
  • B. Riley Wealth Management's PhenixFIN position peaked at $42K in Q1 2014.
  • 99 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.