M&T Bank’s PhenixFIN PFX Stock Holding History

M&T Bank’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-538	Closed	-$79K	–	1820
2015 Q3	$79K	Hold	538	–	–	﹤0.01%	1635
2015 Q2	$95K	Hold	538	–	–	﹤0.01%	1878
2015 Q1	$99K	Sell	538 -38	-7%	-$7.07K	﹤0.01%	1845
2014 Q4	$106K	Sell	576 -3,044	-84%	-$661K	﹤0.01%	1866
2014 Q3	$854K	Buy	+3,620	New	+$927K	0.01%	963
2014 Q2	–	Sell	-7	Closed	-$2K	–	1145
2014 Q1	$2K	Buy	+7	New	+$1.96K	﹤0.01%	1134

Other funds holding PFX

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

HCM

Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return

Mangrove Partners Greenwich, Connecticut $1.24B AUM 41.74% 1-Year Est. Return

M&T Bank's PFX Position: Q4 2015 in Review

M&T Bank sold out of PhenixFIN (PFX) in Q4 2015, closing a stake of 538 shares — an estimated $79K sold.

M&T Bank first reported a position in PFX in Q1 2014 and held it in 6 quarters. The position peaked at $854K in Q3 2014. 98 funds tracked by Wall St. Rank hold PFX as of Q4 2015.

M&T Bank reported no remaining PhenixFIN position as of Q4 2015 after selling out during the quarter.
M&T Bank sold 538 PhenixFIN shares in Q4 2015, an estimated $79K.
M&T Bank first reported a position in PhenixFIN in Q1 2014 and held it in 6 quarters.
M&T Bank's PhenixFIN position peaked at $854K in Q3 2014.
98 funds tracked by Wall St. Rank held PhenixFIN as of Q4 2015.

Based on M&T Bank's 13F filing for Q4 2015, filed 12 Feb 2016.