Stifel Financial
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Stifel Financial’s PhenixFIN PFX Stock Holding History

Stifel Financial’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-667
Closed -$10K – 2965
2020
Q2 		$10K Hold
667
– – ﹤0.01% 2836
2020
Q1 		$7K Sell
667
-137
-17% -$4.63K ﹤0.01% 2798
2019
Q4 		$35K Sell
804
-30
-4% -$1.32K ﹤0.01% 2934
2019
Q3 		$43K Buy
834
+50
+6% +$2.59K ﹤0.01% 2804
2019
Q2 		$38K Sell
784
-188
-19% -$11K ﹤0.01% 2866
2019
Q1 		$60K Buy
972
+59
+6% +$3.69K ﹤0.01% 2731
2018
Q4 		$49K Sell
913
-375
-29% -$26.4K ﹤0.01% 2609
2018
Q3 		$99K Sell
1,288
-44
-3% -$3.24K ﹤0.01% 2669
2018
Q2 		$93K Buy
1,332
+772
+138% +$58.8K ﹤0.01% 2638
2018
Q1 		$45K Sell
560
-700
-56% -$64.1K ﹤0.01% 2631
2017
Q4 		$131K Buy
1,260
+12
+1% +$1.37K ﹤0.01% 2520
2017
Q3 		$149K Sell
1,248
-468
-27% -$58K ﹤0.01% 2430
2017
Q2 		$220K Buy
1,716
+324
+23% +$44K ﹤0.01% 2295
2017
Q1 		$214K Buy
1,392
+842
+153% +$129K ﹤0.01% 2285
2016
Q4 		$84K Sell
550
-3,717
-87% -$568K ﹤0.01% 2374
2016
Q3 		$652K Sell
4,267
-1,234
-22% -$183K ﹤0.01% 1569
2016
Q2 		$737K Sell
5,501
-624
-10% -$82.7K ﹤0.01% 1527
2016
Q1 		$808K Sell
6,125
-654
-10% -$83.6K ﹤0.01% 1333
2015
Q4 		$1.02M Buy
+6,779
New +$1.03M 0.01% 1295
2015
Q2 		– Sell
-3,425
Closed -$627K – 2404
2015
Q1 		$627K Sell
3,425
-8,900
-72% -$1.66M ﹤0.01% 1504
2014
Q4 		$2.28M Buy
12,325
+9,291
+306% +$2.02M 0.01% 859
2014
Q3 		$716K Buy
3,034
+2,174
+253% +$556K 0.01% 1322
2014
Q2 		$225K Sell
860
-474
-36% -$121K ﹤0.01% 1941
2014
Q1 		$363K Buy
+1,334
New +$373K ﹤0.01% 1613

Other funds holding PFX

FIG
Fortress Investment Group New York $394M AUM 22.99% 1-Year Est. Return
AFG
American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return
FM
Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
GIM
Greenwich Investment Management Norwalk, Connecticut $109M AUM 9.72% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
RG
Retirement Group San Diego, California $279M AUM 22.21% 1-Year Est. Return
BCV
Banque Cantonale Vaudoise Lausanne, Switzerland $2.66B AUM 26.89% 1-Year Est. Return

Stifel Financial's PFX Position: Q3 2020 in Review

Stifel Financial sold out of PhenixFIN (PFX) in Q3 2020, closing a stake of 667 shares — an estimated $10K sold.

Stifel Financial first reported a position in PFX in Q1 2014 and held it in 24 quarters. The position peaked at $2.28M in Q4 2014. 21 funds tracked by Wall St. Rank hold PFX as of Q3 2020.

  • Stifel Financial reported no remaining PhenixFIN position as of Q3 2020 after selling out during the quarter.
  • Stifel Financial sold 667 PhenixFIN shares in Q3 2020, an estimated $10K.
  • Stifel Financial first reported a position in PhenixFIN in Q1 2014 and held it in 24 quarters.
  • Stifel Financial's PhenixFIN position peaked at $2.28M in Q4 2014.
  • 21 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2020.

Based on Stifel Financial's 13F filing for Q3 2020, filed 16 Nov 2020.