A.R.T. Advisors’s PhenixFIN PFX Stock Holding History

A.R.T. Advisors’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-556	Closed	-$102K	–	1624
2014 Q4	$102K	Buy	+556	New	+$121K	﹤0.01%	1303

Other funds holding PFX

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

HCM

Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

A.R.T. Advisors's PFX Position: Q1 2015 in Review

A.R.T. Advisors sold out of PhenixFIN (PFX) in Q1 2015, closing a stake of 556 shares — an estimated $102K sold.

A.R.T. Advisors first reported a position in PFX in Q4 2014 and held it in 1 quarter. The position peaked at $102K in Q4 2014. 92 funds tracked by Wall St. Rank hold PFX as of Q1 2015.

A.R.T. Advisors reported no remaining PhenixFIN position as of Q1 2015 after selling out during the quarter.
A.R.T. Advisors sold 556 PhenixFIN shares in Q1 2015, an estimated $102K.
A.R.T. Advisors first reported a position in PhenixFIN in Q4 2014 and held it in 1 quarter.
A.R.T. Advisors's PhenixFIN position peaked at $102K in Q4 2014.
92 funds tracked by Wall St. Rank held PhenixFIN as of Q1 2015.

Based on A.R.T. Advisors's 13F filing for Q1 2015, filed 15 May 2015.