New England Securities’s PhenixFIN PFX Stock Holding History

New England Securities’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	$71K	Sell	385 -15	-4%	-$3.26K	0.02%	500
2014 Q3	$94K	Buy	400 +102	+34%	+$26.1K	0.03%	437
2014 Q2	$78K	Buy	298 +45	+18%	+$11.5K	0.03%	496
2014 Q1	$69K	Buy	253 +66	+35%	+$18.4K	0.03%	470
2013 Q4	$52K	Sell	187 -20	-10%	-$5.59K	0.02%	531
2013 Q3	$57K	Buy	207 +7	+4%	+$1.95K	0.03%	467
2013 Q2	$54K	Buy	+200	New	+$58.5K	0.04%	413

Other funds holding PFX

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

HCM

Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

SAM

Selway Asset Management $242M AUM 7.7% 1-Year Est. Return

New England Securities's PFX Position: Q4 2014 in Review

New England Securities reduced its PhenixFIN (PFX) stake by 3.8% in Q4 2014, selling an estimated $3.26K and leaving 385 shares worth $71K. The position accounts for 0.02% of the portfolio, ranked #500.

New England Securities first reported a position in PFX in Q2 2013 and has held it in 7 quarters since. The position peaked at $94K in Q3 2014. 105 funds tracked by Wall St. Rank hold PFX as of Q4 2014.

New England Securities held 385 shares of PhenixFIN worth $71K as of Q4 2014.
New England Securities sold 15 PhenixFIN shares in Q4 2014, an estimated $3.26K.
PhenixFIN made up 0.02% of New England Securities's portfolio in Q4 2014, its #500 holding.
New England Securities first reported a position in PhenixFIN in Q2 2013 and has held it in 7 quarters since.
New England Securities's PhenixFIN position peaked at $94K in Q3 2014.
105 funds tracked by Wall St. Rank held PhenixFIN as of Q4 2014.

Based on New England Securities's 13F filing for Q4 2014, filed 26 Jan 2015.