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PhenixFIN
PFX

56 hedge funds and large institutions have $37.4M invested in PhenixFIN in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 16 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more capital invested

Capital invested by funds: $33.7M → $37.4M (+$3.69M)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

0% more ownership

Funds ownership: 1.32% → 1.33% (+0%)

7% less funds holding

Funds holding: 60 → 56 (-4)

25% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 12

38% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 16

Holders
56
Holders Change
-4
Holders Change %
-6.67%
% of All Funds
1.23%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
9
Increased
10
Reduced
16
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CS
Credit Suisse
Switzerland
+$1.03M
2
CB
Cadence Bank
Mississippi
+$799K
3
VEA
Virtus ETF Advisers
New York
+$219K
4
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
+$185K
5
WG
Welch Group
Alabama
+$177K

Top Sellers

1
MCP
Moab Capital Partners
New York
-$881K
2
BlackRock
BlackRock
New York
-$578K
3
GC
Guggenheim Capital
Illinois
-$231K
4
AAM
Advisors Asset Management
Colorado
-$209K
5
UBS Group
UBS Group
Switzerland
-$96K
Name Holding Trade Value Shares
Change 		Change in
Stake
WG
26
Welch Group
Alabama
$177K +$177K +3,415 New
GC
27
Guggenheim Capital
Illinois
$164K -$231K -4,459 -58%
CLOS
28
Compagnie Lombard Odier SCmA
Switzerland
$130K – – –
LS
29
Loukas Stephen
$108K – – –
SI
30
Stephens Inc
Arkansas
$85K +$4.14K +80 +5%
AG
31
Advisor Group
Arizona
$72K -$15.3K -295 -17%
SPC
32
Sigma Planning Corp
Michigan
$70K -$4.19K -81 -6%
D.E. Shaw & Co
33
D.E. Shaw & Co
New York
$65K -$45.9K -888 -41%
HF
34
HRT Financial
New York
$59K +$59.5K +1,151 New
AFP
35
Ausdal Financial Partners
Iowa
$52K – – –
RJA
36
Raymond James & Associates
Florida
$45K -$7.76K -150 -15%
Two Sigma Advisers
37
Two Sigma Advisers
New York
$45K – – –
Stifel Financial
38
Stifel Financial
Missouri
$43K +$2.59K +50 +6%
NL
39
NWAM LLC
Washington
$41K -$8.43K -163 -17%
Tudor Investment Corp
40
Tudor Investment Corp
Connecticut
$39K – – –
KM
41
Kalos Management
Georgia
$33K – – –
WP
42
WealthPLAN Partners
Nebraska
$29K +$259 +5 +0.7%
Goldman Sachs
43
Goldman Sachs
New York
$28K +$27.6K +533 New
Victory Capital Management
44
Victory Capital Management
Texas
$25K +$25.3K +490 New
JP Morgan Chase
45
JP Morgan Chase
New York
$23K – – –
Wells Fargo
46
Wells Fargo
California
$19K – – –
TRCT
47
Tower Research Capital (TRC)
New York
$15K +$13K +252 +475%
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
$13K -$16.6K -320 -56%
Bank of America
49
Bank of America
North Carolina
$11K -$259 -5 -2%
Bessemer Group
50
Bessemer Group
New Jersey
$5K – – –
1
2
3

PFX Hedge Fund Activity: Q3 2019 in Review

56 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q3 2019, worth a combined $37.4M — up 11% from $33.7M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of PFX and 9 opened new positions — a net loss of 3 holders — while 16 trimmed existing stakes and 10 added.

The largest buyer was Credit Suisse, opening a new position worth an estimated $1.03M. The largest seller was Moab Capital Partners, cutting an estimated $881K.

  • 56 institutional investors held PhenixFIN (PFX) as of Q3 2019, down from 60 in Q2 2019.
  • Funds reported $37.4M of PhenixFIN stock for Q3 2019, up 11% quarter-over-quarter.
  • 9 funds opened new PhenixFIN positions in Q3 2019 and 12 closed out, a net change of -3 holders.
  • The largest PhenixFIN buyer in Q3 2019 was Credit Suisse, an estimated $1.03M added.
  • The largest PhenixFIN seller in Q3 2019 was Moab Capital Partners, an estimated $881K sold.

Based on aggregated 13F filings for Q3 2019.