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Sigma Planning Corp’s PhenixFIN PFX Stock Holding History

Sigma Planning Corp’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-925
Closed -$14K – 1140
2020
Q2 		$14K Hold
925
– – ﹤0.01% 1048
2020
Q1 		$11K Sell
925
-398
-30% -$13.4K ﹤0.01% 908
2019
Q4 		$58K Sell
1,323
-31
-2% -$1.36K ﹤0.01% 1029
2019
Q3 		$70K Sell
1,354
-81
-6% -$4.19K ﹤0.01% 971
2019
Q2 		$67K Buy
1,435
+99
+7% +$5.78K ﹤0.01% 969
2019
Q1 		$83K Sell
1,336
-11
-0.8% -$688 ﹤0.01% 903
2018
Q4 		$72K Buy
1,347
+29
+2% +$2.04K 0.01% 821
2018
Q3 		$101K Sell
1,318
-57
-4% -$4.2K 0.01% 919
2018
Q2 		$95K Sell
1,375
-42
-3% -$3.2K 0.01% 873
2018
Q1 		$113K Buy
1,417
+7
+0.5% +$641 0.01% 818
2017
Q4 		$147K Buy
1,410
+7
+0.5% +$799 0.01% 799
2017
Q3 		$167K Sell
1,403
-28
-2% -$3.47K 0.01% 791
2017
Q2 		$183K Buy
1,431
+761
+114% +$103K 0.02% 722
2017
Q1 		$103K Buy
+670
New +$102K 0.01% 744
2016
Q1 		– Sell
-3,005
Closed -$452K – 750
2015
Q4 		$452K Buy
3,005
+145
+5% +$22.1K 0.06% 342
2015
Q3 		$426K Buy
2,860
+202
+8% +$34.4K 0.07% 342
2015
Q2 		$474K Sell
2,658
-120
-4% -$22.1K 0.07% 343
2015
Q1 		$508K Sell
2,778
-91
-3% -$16.9K 0.07% 338
2014
Q4 		$530K Buy
+2,869
New +$623K 0.07% 323

Other funds holding PFX

FIG
Fortress Investment Group New York $394M AUM 22.99% 1-Year Est. Return
AFG
American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return
FM
Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
GIM
Greenwich Investment Management Norwalk, Connecticut $109M AUM 9.72% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
RG
Retirement Group San Diego, California $279M AUM 22.21% 1-Year Est. Return
BCV
Banque Cantonale Vaudoise Lausanne, Switzerland $2.66B AUM 26.89% 1-Year Est. Return

Sigma Planning Corp's PFX Position: Q3 2020 in Review

Sigma Planning Corp sold out of PhenixFIN (PFX) in Q3 2020, closing a stake of 925 shares — an estimated $14K sold.

Sigma Planning Corp first reported a position in PFX in Q4 2014 and held it in 19 quarters. The position peaked at $530K in Q4 2014. 21 funds tracked by Wall St. Rank hold PFX as of Q3 2020.

  • Sigma Planning Corp reported no remaining PhenixFIN position as of Q3 2020 after selling out during the quarter.
  • Sigma Planning Corp sold 925 PhenixFIN shares in Q3 2020, an estimated $14K.
  • Sigma Planning Corp first reported a position in PhenixFIN in Q4 2014 and held it in 19 quarters.
  • Sigma Planning Corp's PhenixFIN position peaked at $530K in Q4 2014.
  • 21 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2020.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.