Kalos Management’s PhenixFIN PFX Stock Holding History

Kalos Management’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-675	Closed	-$10K	–	244
2020 Q2	$10K	Hold	675	–	–	﹤0.01%	214
2020 Q1	$7K	Hold	675	–	–	﹤0.01%	204
2019 Q4	$29K	Hold	675	–	–	0.01%	202
2019 Q3	$33K	Hold	675	–	–	0.01%	195
2019 Q2	$31K	Buy	+675	New	+$39.4K	0.01%	191
2019 Q1	–	Sell	-675	Closed	-$35K	–	165
2018 Q4	$35K	Hold	675	–	–	0.02%	189
2018 Q3	$48K	Hold	675	–	–	0.03%	159
2018 Q2	$57K	Hold	675	–	–	0.03%	197
2018 Q1	$57K	Hold	675	–	–	0.03%	122
2017 Q4	$57K	Buy	+675	New	+$77K	0.03%	209

Other funds holding PFX

FIG

Fortress Investment Group New York $394M AUM 22.99% 1-Year Est. Return

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

GIM

Greenwich Investment Management Norwalk, Connecticut $109M AUM 9.72% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Retirement Group San Diego, California $279M AUM 22.21% 1-Year Est. Return

BCV

Banque Cantonale Vaudoise Lausanne, Switzerland $2.66B AUM 26.89% 1-Year Est. Return

Kalos Management's PFX Position: Q3 2020 in Review

Kalos Management sold out of PhenixFIN (PFX) in Q3 2020, closing a stake of 675 shares — an estimated $10K sold.

Kalos Management first reported a position in PFX in Q4 2017 and held it in 10 quarters. The position peaked at $57K in Q2 2018. 21 funds tracked by Wall St. Rank hold PFX as of Q3 2020.

Kalos Management reported no remaining PhenixFIN position as of Q3 2020 after selling out during the quarter.
Kalos Management sold 675 PhenixFIN shares in Q3 2020, an estimated $10K.
Kalos Management first reported a position in PhenixFIN in Q4 2017 and held it in 10 quarters.
Kalos Management's PhenixFIN position peaked at $57K in Q2 2018.
21 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2020.

Based on Kalos Management's 13F filing for Q3 2020, filed 12 Nov 2020.