RJA
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Raymond James & Associates’s PhenixFIN PFX Stock Holding History

Raymond James & Associates’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-640
Closed -$10K – 3666
2020
Q2 		$10K Hold
640
– – ﹤0.01% 3480
2020
Q1 		$7K Sell
640
-50
-7% -$1.69K ﹤0.01% 3461
2019
Q4 		$30K Sell
690
-183
-21% -$8.05K ﹤0.01% 3588
2019
Q3 		$45K Sell
873
-150
-15% -$7.76K ﹤0.01% 3479
2019
Q2 		$48K Buy
1,023
+25
+3% +$1.46K ﹤0.01% 3504
2019
Q1 		$62K Hold
998
– – ﹤0.01% 3457
2018
Q4 		$53K Sell
998
-550
-36% -$38.8K ﹤0.01% 3380
2018
Q3 		$118K Sell
1,548
-1,144
-42% -$84.3K ﹤0.01% 3412
2018
Q2 		$187K Buy
+2,692
New +$205K ﹤0.01% 3282
2017
Q4 		– Sell
-594
Closed -$71K – 3503
2017
Q3 		$71K Buy
594
+52
+10% +$6.45K ﹤0.01% 3215
2017
Q2 		$69K Sell
542
-14
-3% -$1.9K ﹤0.01% 3157
2017
Q1 		$85K Sell
556
-43
-7% -$6.57K ﹤0.01% 3091
2016
Q4 		$90K Sell
599
-74
-11% -$11.3K ﹤0.01% 3044
2016
Q3 		$103K Buy
673
+50
+8% +$7.42K ﹤0.01% 2994
2016
Q2 		$83K Sell
623
-175
-22% -$23.2K ﹤0.01% 2835
2016
Q1 		$105K Buy
+798
New +$102K ﹤0.01% 2716
2014
Q4 		– Sell
-1,841
Closed -$435K – 2283
2014
Q3 		$435K Buy
1,841
+102
+6% +$26.1K ﹤0.01% 1911
2014
Q2 		$454K Buy
1,739
+848
+95% +$217K ﹤0.01% 1885
2014
Q1 		$243K Sell
891
-117
-12% -$32.7K ﹤0.01% 2028
2013
Q4 		$279K Buy
1,008
+151
+18% +$42.2K ﹤0.01% 1872
2013
Q3 		$236K Buy
857
+59
+7% +$16.4K ﹤0.01% 1859
2013
Q2 		$217K Buy
+798
New +$233K ﹤0.01% 1827

Other funds holding PFX

FIG
Fortress Investment Group New York $394M AUM 22.99% 1-Year Est. Return
AFG
American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return
FM
Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
GIM
Greenwich Investment Management Norwalk, Connecticut $109M AUM 9.72% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
RG
Retirement Group San Diego, California $279M AUM 22.21% 1-Year Est. Return
BCV
Banque Cantonale Vaudoise Lausanne, Switzerland $2.66B AUM 26.89% 1-Year Est. Return

Raymond James & Associates's PFX Position: Q3 2020 in Review

Raymond James & Associates sold out of PhenixFIN (PFX) in Q3 2020, closing a stake of 640 shares — an estimated $10K sold.

Raymond James & Associates first reported a position in PFX in Q2 2013 and held it in 22 quarters. The position peaked at $454K in Q2 2014. 21 funds tracked by Wall St. Rank hold PFX as of Q3 2020.

  • Raymond James & Associates reported no remaining PhenixFIN position as of Q3 2020 after selling out during the quarter.
  • Raymond James & Associates sold 640 PhenixFIN shares in Q3 2020, an estimated $10K.
  • Raymond James & Associates first reported a position in PhenixFIN in Q2 2013 and held it in 22 quarters.
  • Raymond James & Associates's PhenixFIN position peaked at $454K in Q2 2014.
  • 21 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2020.

Based on Raymond James & Associates's 13F filing for Q3 2020, filed 4 Nov 2020.