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PhenixFIN
PFX

98 hedge funds and large institutions have $138M invested in PhenixFIN in 2015 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 32 increasing their positions, 33 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.01% more ownership

Funds ownership: 1.62% → 1.63% (+0.01%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 20

1% less capital invested

Capital invested by funds: $140M → $138M (-$1.22M)

3% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 33

1% less funds holding

Funds holding: 99 → 98 (-1)

97% less call options, than puts

Call options by funds: $4K | Put options by funds: $145K

Holders
98
Holders Change
-1
Holders Change %
-1.01%
% of All Funds
2.57%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
20
Increased
32
Reduced
33
Closed
20
Calls
$4K
Puts
$145K
Net Calls
-$141K
Net Calls Change
-$80K

Top Buyers

1
Invesco
Invesco
Georgia
+$4.96M
2
PAM
PVG Asset Management
Colorado
+$1.99M
3
AFG
American Financial Group
Ohio
+$1.78M
4
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$1.13M
5
Stifel Financial
Stifel Financial
Missouri
+$1.03M

Top Sellers

1
AAM
Advisors Asset Management
Colorado
-$2.3M
2
Millennium Management
Millennium Management
New York
-$1.58M
3
HCM
Hilton Capital Management
New York
-$1.43M
4
CIM
Confluence Investment Management
Missouri
-$1.09M
5
Barclays
Barclays
United Kingdom
-$1.02M
Name Holding Trade Value Shares
Change 		Change in
Stake
California Public Employees Retirement System
26
California Public Employees Retirement System
California
$1.02M – – –
Stifel Financial
27
Stifel Financial
Missouri
$1.02M +$1.03M +6,779 New
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$960K +$466K +3,059 +92%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$834K +$109K +713 +15%
PI
30
Putnam Investments
Massachusetts
$786K +$19.8K +130 +3%
AIG
31
American International Group
New York
$763K -$234K -1,533 -23%
OAM
32
Orinda Asset Management
California
$726K +$428K +2,805 +139%
Legal & General Group
33
Legal & General Group
United Kingdom
$702K +$127K +832 +22%
MNA
34
Manning & Napier Advisors
New York
$607K – – –
EVM
35
Eaton Vance Management
Massachusetts
$560K – – –
GS
36
Girard Securities
California
$547K +$555K +3,637 New
MIAN
37
Mariner Independent Advisor Network
Kansas
$528K +$360K +2,362 +206%
VKH
38
Virtu KCG Holdings
New York
$472K +$367K +2,410 +332%
SPC
39
Sigma Planning Corp
Michigan
$452K +$22.1K +145 +5%
IPC
40
Independent Portfolio Consultants
Florida
$419K -$267K -1,750 -39%
GIM
41
Greenwich Investment Management
Connecticut
$415K +$47K +308 +13%
Citadel Advisors
42
Citadel Advisors
Florida
$409K +$199K +1,304 +92%
Ameriprise
43
Ameriprise
Minnesota
$390K -$23.3K -153 -6%
Citigroup
44
Citigroup
New York
$300K -$12.2K -80 -4%
AWA
45
Arete Wealth Advisors
Illinois
$291K +$27.4K +180 +10%
NL
46
NWAM LLC
Washington
$270K -$108K -707 -28%
C
47
CFO4Life
Texas
$255K -$13.6K -89 -5%
EPM
48
Equitec Proprietary Markets
Illinois
$216K +$219K +1,436 New
CIBC World Market
49
CIBC World Market
Ontario, Canada
$214K +$6.86K +45 +3%
Two Sigma Investments
50
Two Sigma Investments
New York
$213K +$216K +1,415 New
1
2
3 4 5

PFX Hedge Fund Activity: Q4 2015 in Review

98 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q4 2015, worth a combined $138M — down 0.87% from $140M a quarter earlier.

Fund positioning in PFX was balanced in Q4 2015: 20 funds opened new positions, 20 closed out, 32 added to existing stakes and 33 trimmed.

The largest buyer was Invesco, adding an estimated $4.96M. The largest seller was Advisors Asset Management, cutting an estimated $2.3M.

  • 98 institutional investors held PhenixFIN (PFX) as of Q4 2015, down from 99 in Q3 2015.
  • Funds reported $138M of PhenixFIN stock for Q4 2015, down 0.87% quarter-over-quarter.
  • 20 funds opened new PhenixFIN positions in Q4 2015 and 20 closed out, a net change of 0 holders.
  • The largest PhenixFIN buyer in Q4 2015 was Invesco, an estimated $4.96M added.
  • The largest PhenixFIN seller in Q4 2015 was Advisors Asset Management, an estimated $2.3M sold.

Based on aggregated 13F filings for Q4 2015.