Manning & Napier Advisors’s PhenixFIN PFX Stock Holding History

Manning & Napier Advisors’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	$310K	Sell	2,600 -270	-9%	-$33.5K	﹤0.01%	320
2017 Q2	$366K	Hold	2,870	–	–	﹤0.01%	315
2017 Q1	$441K	Sell	2,870 -508	-15%	-$77.6K	﹤0.01%	326
2016 Q4	$506K	Sell	3,378 -141	-4%	-$21.5K	﹤0.01%	329
2016 Q3	$536K	Sell	3,519 -73	-2%	-$10.8K	﹤0.01%	307
2016 Q2	$479K	Sell	3,592 -456	-11%	-$60.4K	﹤0.01%	306
2016 Q1	$533K	Hold	4,048	–	–	﹤0.01%	314
2015 Q4	$607K	Hold	4,048	–	–	﹤0.01%	322
2015 Q3	$601K	Buy	4,048 +62	+2%	+$10.6K	﹤0.01%	327
2015 Q2	$709K	Buy	+3,986	New	+$733K	﹤0.01%	335

Other funds holding PFX

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

SMDAM

Sumitomo Mitsui DS Asset Management Tokyo, Japan $12.4B AUM 25.9% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Manning & Napier Advisors's PFX Position: Q3 2017 in Review

Manning & Napier Advisors reduced its PhenixFIN (PFX) stake by 9.4% in Q3 2017, selling an estimated $33.5K and leaving 2,600 shares worth $310K. The position accounts for ﹤0.01% of the portfolio, ranked #320.

Manning & Napier Advisors first reported a position in PFX in Q2 2015 and has held it in 10 quarters since. The position peaked at $709K in Q2 2015. 91 funds tracked by Wall St. Rank hold PFX as of Q3 2017.

Manning & Napier Advisors held 2,600 shares of PhenixFIN worth $310K as of Q3 2017.
Manning & Napier Advisors sold 270 PhenixFIN shares in Q3 2017, an estimated $33.5K.
PhenixFIN made up ﹤0.01% of Manning & Napier Advisors's portfolio in Q3 2017, its #320 holding.
Manning & Napier Advisors first reported a position in PhenixFIN in Q2 2015 and has held it in 10 quarters since.
Manning & Napier Advisors's PhenixFIN position peaked at $709K in Q2 2015.
91 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2017.

Based on Manning & Napier Advisors's 13F filing for Q3 2017, filed 7 Nov 2017.