Mariner Independent Advisor Network’s PhenixFIN PFX Stock Holding History

Mariner Independent Advisor Network’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-3,510	Closed	-$528K	–	121
2015 Q4	$528K	Buy	3,510 +2,362	+206%	+$360K	0.35%	61
2015 Q3	$171K	Sell	1,148 -300	-21%	-$51.1K	0.07%	127
2015 Q2	$258K	Buy	+1,448	New	+$266K	0.13%	94
2015 Q1	–	Sell	-1,385	Closed	-$256K	–	141
2014 Q4	$256K	Buy	1,385 +262	+23%	+$56.9K	0.12%	136
2014 Q3	$265K	Buy	1,123 +431	+62%	+$110K	0.14%	103
2014 Q2	$181K	Buy	+692	New	+$177K	0.09%	135

Other funds holding PFX

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Mariner Independent Advisor Network's PFX Position: Q1 2016 in Review

Mariner Independent Advisor Network sold out of PhenixFIN (PFX) in Q1 2016, closing a stake of 3,510 shares — an estimated $528K sold.

Mariner Independent Advisor Network first reported a position in PFX in Q2 2014 and held it in 6 quarters. The position peaked at $528K in Q4 2015. 87 funds tracked by Wall St. Rank hold PFX as of Q1 2016.

Mariner Independent Advisor Network reported no remaining PhenixFIN position as of Q1 2016 after selling out during the quarter.
Mariner Independent Advisor Network sold 3,510 PhenixFIN shares in Q1 2016, an estimated $528K.
Mariner Independent Advisor Network first reported a position in PhenixFIN in Q2 2014 and held it in 6 quarters.
Mariner Independent Advisor Network's PhenixFIN position peaked at $528K in Q4 2015.
87 funds tracked by Wall St. Rank held PhenixFIN as of Q1 2016.

Based on Mariner Independent Advisor Network's 13F filing for Q1 2016, filed 25 May 2016.