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PhenixFIN
PFX

119 hedge funds and large institutions have $292M invested in PhenixFIN in 2014 Q1 according to their latest regulatory filings, with 27 funds opening new positions, 57 increasing their positions, 24 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

145% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 11

138% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 24

16% more funds holding

Funds holding: 103 → 119 (+16)

14% more capital invested

Capital invested by funds: $256M → $292M (+$36.9M)

0.04% more ownership

Funds ownership: 2.24% → 2.28% (+0.04%)

70% less call options, than puts

Call options by funds: $188K | Put options by funds: $631K

Holders
119
Holders Change
+16
Holders Change %
+15.53%
% of All Funds
3.44%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
27
Increased
57
Reduced
24
Closed
11
Calls
$188K
Puts
$631K
Net Calls
-$443K
Net Calls Change
+$228K

Top Buyers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
+$13.6M
2
ClearBridge Investments
ClearBridge Investments
New York
+$4.59M
3
Invesco
Invesco
Georgia
+$4.42M
4
BFA
BlackRock Fund Advisors
California
+$2.78M
5
AAM
Advisors Asset Management
Colorado
+$2.39M

Top Sellers

Rank Fund Capital Flow
1
KCM
Kennedy Capital Management
Missouri
-$4.39M
2
Vanguard Group
Vanguard Group
Pennsylvania
-$3.06M
3
Allianz Asset Management
Allianz Asset Management
Germany
-$2.69M
4
Morgan Stanley
Morgan Stanley
New York
-$2.62M
5
VKH
Virtu KCG Holdings
New York
-$767K
Name Holding Trade Value Shares
Change 		Change in
Stake
SAM
26
Shikiar Asset Management
New York
$2.21M +$458K +1,640 +25%
BIM
27
BlackRock Investment Management
Delaware
$2.2M +$346K +1,239 +18%
WFI
28
West Family Investments
California
$2.17M – – –
Bank of New York Mellon
29
Bank of New York Mellon
New York
$2.17M +$210K +752 +10%
NFA
30
Nationwide Fund Advisors
Ohio
$2.09M +$414K +1,483 +24%
CPP
31
Crow Point Partners
Massachusetts
$2.04M +$2.09M +7,500 New
Vanguard Group
32
Vanguard Group
Pennsylvania
$1.8M -$3.06M -10,967 -62%
GCM
33
Glaxis Capital Management
Florida
$1.58M +$1.02M +3,640 +168%
AIG
34
American International Group
New York
$1.39M +$475K +1,701 +50%
GC
35
Guggenheim Capital
Illinois
$1.32M +$643K +2,303 +91%
VanEck Associates
36
VanEck Associates
New York
$1.25M +$480K +1,720 +59%
AAMU
37
Amundi Asset Management US
Massachusetts
$1.22M +$1.26M +4,494 New
Allianz Asset Management
38
Allianz Asset Management
Germany
$1.21M -$2.69M -9,649 -68%
California State Teachers Retirement System (CalSTRS)
39
California State Teachers Retirement System (CalSTRS)
California
$1.16M +$179K +640 +18%
NCCM
40
Nine Chapters Capital Management
New Jersey
$1.13M -$355K -1,270 -23%
EVM
41
Eaton Vance Management
Massachusetts
$1.01M – – –
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$1.01M +$1.04M +3,717 New
SCM
43
Sterling Capital Management
North Carolina
$979K +$1M +3,594 New
Charles Schwab
44
Charles Schwab
California
$957K +$182K +650 +23%
GIM
45
Greenwich Investment Management
Connecticut
$922K -$1.12K -4 -0.1%
Goldman Sachs
46
Goldman Sachs
New York
$907K +$64.5K +231 +7%
TA
47
Teachers Advisors
New York
$896K +$101K +361 +12%
AllianceBernstein
48
AllianceBernstein
Tennessee
$790K +$22.9K +82 +3%
STC
49
SEI Trust Company
Pennsylvania
$769K +$789K +2,824 New
WRM
50
Westport Resources Management
Connecticut
$766K +$136K +486 +21%
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PFX Hedge Fund Activity: Q1 2014 in Review

119 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q1 2014, worth a combined $292M — up 14% from $256M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new PFX positions and 11 closed out — a net gain of 16 holders — while 57 added to existing stakes and 24 trimmed.

The largest buyer was Ameriprise, adding an estimated $13.6M. The largest seller was Kennedy Capital Management, cutting an estimated $4.39M.

  • 119 institutional investors held PhenixFIN (PFX) as of Q1 2014, up from 103 in Q4 2013.
  • Funds reported $292M of PhenixFIN stock for Q1 2014, up 14% quarter-over-quarter.
  • 27 funds opened new PhenixFIN positions in Q1 2014 and 11 closed out, a net change of +16 holders.
  • The largest PhenixFIN buyer in Q1 2014 was Ameriprise, an estimated $13.6M added.
  • The largest PhenixFIN seller in Q1 2014 was Kennedy Capital Management, an estimated $4.39M sold.

Based on aggregated 13F filings for Q1 2014.