Crow Point Partners’s PhenixFIN PFX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	$1.18M	Sell	5,000 -2,500	-33%	-$592K	0.16%	95
2014 Q2	$2.04M	Hold	7,500	–	–	0.26%	81
2014 Q1	$2.04M	Buy	+7,500	New	+$2.04M	0.26%	81