Nine Chapters Capital Management’s PhenixFIN PFX Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2014
Q4
Sell
-3,030
Closed -$716K 1112
2014
Q3
$716K Sell
3,030
-975
-24% -$230K 0.06% 401
2014
Q2
$1.05M Sell
4,005
-135
-3% -$35.3K 0.09% 327
2014
Q1
$1.13M Sell
4,140
-1,270
-23% -$346K 0.13% 223
2013
Q4
$1.5M Sell
5,410
-1,205
-18% -$334K 0.15% 205
2013
Q3
$1.82M Buy
6,615
+125
+2% +$34.5K 0.21% 140
2013
Q2
$1.76M Buy
+6,490
New +$1.76M 0.3% 87