Nine Chapters Capital Management’s PhenixFIN PFX Stock Holding History

Nine Chapters Capital Management’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-3,030	Closed	-$716K	–	1112
2014 Q3	$716K	Sell	3,030 -975	-24%	-$250K	0.06%	401
2014 Q2	$1.05M	Sell	4,005 -135	-3%	-$34.6K	0.09%	327
2014 Q1	$1.13M	Sell	4,140 -1,270	-23%	-$355K	0.13%	223
2013 Q4	$1.5M	Sell	5,410 -1,205	-18%	-$337K	0.15%	205
2013 Q3	$1.82M	Buy	6,615 +125	+2%	+$34.8K	0.21%	140
2013 Q2	$1.76M	Buy	+6,490	New	+$1.9M	0.3%	87

Other funds holding PFX

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

HCM

Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

SAM

Selway Asset Management $242M AUM 7.7% 1-Year Est. Return

Nine Chapters Capital Management's PFX Position: Q4 2014 in Review

Nine Chapters Capital Management sold out of PhenixFIN (PFX) in Q4 2014, closing a stake of 3,030 shares — an estimated $716K sold.

Nine Chapters Capital Management first reported a position in PFX in Q2 2013 and held it in 6 quarters. The position peaked at $1.82M in Q3 2013. 105 funds tracked by Wall St. Rank hold PFX as of Q4 2014.

Nine Chapters Capital Management reported no remaining PhenixFIN position as of Q4 2014 after selling out during the quarter.
Nine Chapters Capital Management sold 3,030 PhenixFIN shares in Q4 2014, an estimated $716K.
Nine Chapters Capital Management first reported a position in PhenixFIN in Q2 2013 and held it in 6 quarters.
Nine Chapters Capital Management's PhenixFIN position peaked at $1.82M in Q3 2013.
105 funds tracked by Wall St. Rank held PhenixFIN as of Q4 2014.

Based on Nine Chapters Capital Management's 13F filing for Q4 2014, filed 9 Feb 2015.