BlackRock Investment Management’s PhenixFIN PFX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-8,079	Closed	-$2.2M	–	4061
2014 Q1	$2.2M	Buy	8,079 +1,239	+18%	+$337K	﹤0.01%	1962
2013 Q4	$1.9M	Sell	6,840 -45	-0.7%	-$12.5K	﹤0.01%	2042
2013 Q3	$1.9M	Buy	6,885 +1,761	+34%	+$486K	﹤0.01%	1986
2013 Q2	$1.39M	Buy	+5,124	New	+$1.39M	﹤0.01%	2132