Sterling Capital Management’s PhenixFIN PFX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-3,679	Closed	-$960K	–	931
2014 Q2	$960K	Buy	3,679 +85	+2%	+$22.2K	0.01%	625
2014 Q1	$979K	Buy	+3,594	New	+$979K	0.01%	611
2013 Q3	–	Sell	-1,285	Closed	-$349K	–	687
2013 Q2	$349K	Buy	+1,285	New	+$349K	﹤0.01%	399