Charles Schwab
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Charles Schwab’s PhenixFIN PFX Stock Holding History

Charles Schwab’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q2 		– Sell
-3,515
Closed -$957K – 3129
2014
Q1 		$957K Buy
3,515
+650
+23% +$182K ﹤0.01% 2309
2013
Q4 		$794K Hold
2,865
– – ﹤0.01% 2385
2013
Q3 		$795K Buy
2,865
+855
+43% +$238K ﹤0.01% 2330
2013
Q2 		$553K Buy
+2,010
New +$588K ﹤0.01% 2482

Other funds holding PFX

Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
ClearBridge Investments
ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
VM
Varde Management Minneapolis, Minnesota $49.3M AUM 87.64% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return
HCM
Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Charles Schwab's PFX Position: Q2 2014 in Review

Charles Schwab sold out of PhenixFIN (PFX) in Q2 2014, closing a stake of 3,515 shares — an estimated $957K sold.

Charles Schwab first reported a position in PFX in Q2 2013 and held it in 4 quarters. The position peaked at $957K in Q1 2014. 106 funds tracked by Wall St. Rank hold PFX as of Q2 2014.

  • Charles Schwab reported no remaining PhenixFIN position as of Q2 2014 after selling out during the quarter.
  • Charles Schwab sold 3,515 PhenixFIN shares in Q2 2014, an estimated $957K.
  • Charles Schwab first reported a position in PhenixFIN in Q2 2013 and held it in 4 quarters.
  • Charles Schwab's PhenixFIN position peaked at $957K in Q1 2014.
  • 106 funds tracked by Wall St. Rank held PhenixFIN as of Q2 2014.

Based on Charles Schwab's 13F filing for Q2 2014, filed 30 Jul 2014.