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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
26
Cetera Investment Advisers
Illinois
$185K +$45.6K +4,858 +34%
CCG
27
Catalina Capital Group
California
$184K -$300 -32 -0.2%
BW
28
Basepoint Wealth
Iowa
$172K -$25.6K -2,730 -13%
HighTower Advisors
29
HighTower Advisors
Illinois
$147K -$7.05K -751 -5%
AC
30
Apella Capital
Connecticut
$146K
SFI
31
SPC Financial Inc
Maryland
$131K
JCM
32
Jag Capital Management
Missouri
$124K
MFWP
33
Mosaic Family Wealth Partners
Missouri
$115K
Osaic Holdings
34
Osaic Holdings
Arizona
$113K
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$111K +$591 +63 +0.6%
CPRC
36
Consolidated Portfolio Review Corp
New York
$103K
UBS Group
37
UBS Group
Switzerland
$71.4K +$1.92K +205 +3%
Rockefeller Capital Management
38
Rockefeller Capital Management
New York
$32.4K +$31.2K +3,325 New
TJHA
39
Thomas J. Herzfeld Advisors
Florida
$31.3K +$3.25K +346 +12%
AF
40
Allworth Financial
California
$24.5K
WBC
41
West Branch Capital
Massachusetts
$22.4K +$272 +29 +1%
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$16K
FDCDDQ
43
Federation des caisses Desjardins du Quebec
Quebec, Canada
$12.7K
CA
44
CoreCap Advisors
Michigan
$9.75K -$30K -3,200 -76%
BBPWM
45
Blue Bell Private Wealth Management
Pennsylvania
$9.75K
MC
46
Matisse Capital
Oregon
-$1.58M -170,775 Closed
EMCIP
47
Ewing Morris & Co Investment Partners
Ontario, Canada
-$700K -75,690 Closed
SXL
48
Summit X LLC
Missouri
-$528K -57,112 Closed
WAM
49
Wolverine Asset Management
Illinois
-$365K -39,431 Closed
SAM
50
Smith Asset Management
Florida
-$298K -32,193 Closed