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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PCM
26
Poehling Capital Management
Wisconsin
$95K
Citigroup
27
Citigroup
New York
$79K +$84K +8,304 New
SAM
28
S.A. Mason
Michigan
$67K
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$39K -$15.7K -1,553 -27%
APA
30
American Portfolios Advisors
New York
$37.5K +$536 +53 +1%
Rockefeller Capital Management
31
Rockefeller Capital Management
New York
$32K +$34.8K +3,446 New
Northwestern Mutual Wealth Management
32
Northwestern Mutual Wealth Management
Wisconsin
$22K -$95.3K -9,424 -80%
FDCDDQ
33
Federation des caisses Desjardins du Quebec
Quebec, Canada
$12.4K
BC
34
Burleson & Co
California
$12K
WBC
35
West Branch Capital
Massachusetts
$10K
CA
36
CoreCap Advisors
Michigan
$10K +$10.1K +1,000 New
HI
37
Harbour Investments
Wisconsin
$8K +$8.09K +800 New
BFEC
38
Benjamin F. Edwards & Company
Missouri
$6K
CI
39
CX Institutional
Indiana
$5K +$5.66K +560 New
US Bancorp
40
US Bancorp
Minnesota
$4K
QWM
41
Quaker Wealth Management
New Jersey
-$167K -14,509 Closed
RCM
42
Rivernorth Capital Management
Florida
-$119K -10,388 Closed
FFWM
43
Future Financial Wealth Management
Ohio
-$101K -8,806 Closed
MCC
44
Money Concepts Capital
Florida
-$12K -1,000 Closed
GWM
45
Geneos Wealth Management
Colorado
-$3.03K -300 -75%