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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AF
26
Advisornet Financial
Minnesota
$85K
UBS Group
27
UBS Group
Switzerland
$84K +$19.9K +1,717 +31%
FHA
28
Flagship Harbor Advisors
Massachusetts
$50K +$12 +1 +0%
FHB
29
First Hawaiian Bank
Hawaii
$47K +$47.2K +4,080 New
Bank of America
30
Bank of America
North Carolina
$44K -$19K -1,640 -30%
AG
31
Advisor Group
Arizona
$44K -$12.8K -1,102 -23%
FDCDDQ
32
Federation des caisses Desjardins du Quebec
Quebec, Canada
$30.3K
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$24K
RCAG
34
Rehmann Capital Advisory Group
Michigan
$23.3K
APA
35
American Portfolios Advisors
New York
$15.1K
GWM
36
Geneos Wealth Management
Colorado
$13K
WAM
37
Wolverine Asset Management
Illinois
-$1.31M -121,645 Closed
COLIM
38
City of London Investment Management
United Kingdom
-$606K -56,400 Closed
RCM
39
Robinson Capital Management
Michigan
-$554K -51,547 Closed
CHA
40
Cedar Hill Associates
Illinois
-$399K -37,100 Closed
Cambridge Investment Research Advisors
41
Cambridge Investment Research Advisors
Iowa
-$229K -21,333 Closed
CA
42
Cetera Advisors
Colorado
-$116K -10,585 Closed
SF
43
Synovus Financial
Georgia
-$41K -3,817 Closed
IA
44
IFP Advisors
Florida
-$5K -428 Closed