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Nuveen ESG Small-Cap ETF

203 hedge funds and large institutions have $669M invested in Nuveen ESG Small-Cap ETF in 2023 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 80 increasing their positions, 66 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 66

16% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 19

6% more capital invested

Capital invested by funds: $633M → $669M (+$35.7M)

0.59% more ownership

Funds ownership: 70.89%71.48% (+0.59%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1% less funds holding

Funds holding: 206203 (-3)

Holders
203
Holders Change
-3
Holders Change %
-1.46%
% of All Funds
3.24%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
22
Increased
80
Reduced
66
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
101
Vanguard Group
Pennsylvania
$461K +$473K +13,007 New
FFA
102
First Foundation Advisors
California
$450K
MFG
103
Merit Financial Group
Georgia
$439K +$33.8K +930 +8%
IA
104
IFP Advisors
Florida
$417K -$2.3M -63,225 -82%
AAS
105
Avantax Advisory Services
Texas
$411K -$1.56K -43 -0.4%
DADC
106
D.A. Davidson & Co
Montana
$407K +$83.7K +2,302 +25%
CPP
107
Capasso Planning Partners
South Carolina
$407K -$8.59K -236 -2%
SS
108
Sound Stewardship
Kansas
$407K -$2.15K -59 -0.5%
EWA
109
EP Wealth Advisors
California
$400K +$370K +10,176 New
SFG
110
Sage Financial Group
Pennsylvania
$394K
VAFP
111
Vahanian & Associates Financial Planning
New York
$392K -$7.71K -212 -2%
BFA
112
Bragg Financial Advisors
North Carolina
$387K -$5.93K -163 -1%
MA
113
Mutual Advisors
Nebraska
$384K +$395K +10,856 New
OC
114
Oppenheimer & Co
New York
$376K +$386K +10,623 New
PAS
115
Park Avenue Securities
New York
$372K -$3.49K -96 -0.9%
Franklin Resources
116
Franklin Resources
California
$370K
WI
117
WrapManager Inc
California
$367K -$8.73K -240 -2%
MFA
118
McClarren Financial Advisors
Pennsylvania
$367K -$109 -3 -0%
MML Investors Services
119
MML Investors Services
Massachusetts
$359K -$157K -4,316 -30%
AP
120
Adero Partners
California
$333K -$62.7K -1,724 -16%
QFA
121
Quantum Financial Advisors
California
$332K +$1.02K +28 +0.3%
BBW
122
Blue Barn Wealth
Utah
$316K
GLA
123
Good Life Advisors
Pennsylvania
$313K -$7.6K -209 -2%
BDFN
124
Bond & Devick Financial Network
Minnesota
$310K +$31.6K +868 +11%
AGA
125
Arkos Global Advisors
Texas
$310K -$13.6K -375 -4%

NUSC Hedge Fund Activity: Q1 2023 in Review

203 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2023, worth a combined $669M — up 5.6% from $633M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new NUSC positions and 19 closed out — a net gain of 3 holders — while 80 added to existing stakes and 66 trimmed.

The largest buyer was Bank of America, adding an estimated $24.7M. The largest seller was Ameriprise, cutting an estimated $8.77M.

  • 203 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2023, down from 206 in Q4 2022.
  • Funds reported $669M of Nuveen ESG Small-Cap ETF stock for Q1 2023, up 5.6% quarter-over-quarter.
  • 22 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2023 and 19 closed out, a net change of +3 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2023 was Bank of America, an estimated $24.7M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2023 was Ameriprise, an estimated $8.77M sold.

Based on aggregated 13F filings for Q1 2023.