First Foundation Advisors’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

First Foundation Advisors’s Portfolio NUSC Stock Details NUSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-4,976	Closed	-$213K	–	355
2024 Q3	$213K	Sell	4,976 -2,475	-33%	-$102K	0.01%	332
2024 Q2	$293K	Sell	7,451 -1,165	-14%	-$46.2K	0.01%	282
2024 Q1	$358K	Sell	8,616 -6,115	-42%	-$240K	0.01%	267
2023 Q4	$576K	Buy	14,731 +1,507	+11%	+$53K	0.03%	214
2023 Q3	$460K	Buy	13,224 +1,610	+14%	+$59.4K	0.02%	258
2023 Q2	$430K	Sell	11,614 -1,090	-9%	-$38.5K	0.02%	263
2023 Q1	$450K	Hold	12,704	–	–	0.02%	247
2022 Q4	$434K	Buy	+12,704	New	+$443K	0.02%	266
2022 Q3	–	Sell	-9,368	Closed	-$307K	–	407
2022 Q2	$307K	Buy	+9,368	New	+$337K	0.01%	308

Other funds holding NUSC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TIAA Trust, National Association Charlotte, North Carolina $1.65B AUM 16.63% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AWP

Abacus Wealth Partners Santa Monica, California $1.1B AUM 14.74% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

MWM

Mission Wealth Management Santa Barbara, California $4.86B AUM 22.78% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

First Foundation Advisors's NUSC Position: Q4 2024 in Review

First Foundation Advisors sold out of Nuveen ESG Small-Cap ETF (NUSC) in Q4 2024, closing a stake of 4,976 shares — an estimated $213K sold.

First Foundation Advisors first reported a position in NUSC in Q2 2022 and held it in 9 quarters. The position peaked at $576K in Q4 2023. 262 funds tracked by Wall St. Rank hold NUSC as of Q4 2024.

First Foundation Advisors reported no remaining Nuveen ESG Small-Cap ETF position as of Q4 2024 after selling out during the quarter.
First Foundation Advisors sold 4,976 Nuveen ESG Small-Cap ETF shares in Q4 2024, an estimated $213K.
First Foundation Advisors first reported a position in Nuveen ESG Small-Cap ETF in Q2 2022 and held it in 9 quarters.
First Foundation Advisors's Nuveen ESG Small-Cap ETF position peaked at $576K in Q4 2023.
262 funds tracked by Wall St. Rank held Nuveen ESG Small-Cap ETF as of Q4 2024.

Based on First Foundation Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.