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Nuveen ESG Small-Cap ETF

253 hedge funds and large institutions have $835M invested in Nuveen ESG Small-Cap ETF in 2025 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 88 increasing their positions, 99 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.33% more ownership

Funds ownership: 75.42%75.74% (+0.33%)

3% less funds holding

Funds holding: 262253 (-9)

10% less capital invested

Capital invested by funds: $925M → $835M (-$89.4M)

11% less repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 99

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

30% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 23

Holders
253
Holders Change
-9
Holders Change %
-3.44%
% of All Funds
3.39%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.04%
New
16
Increased
88
Reduced
99
Closed
23
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Pathstone Holdings
76
Pathstone Holdings
New Jersey
$1.06M
FCI
77
Financial Counselors Inc
Kansas
$1.06M +$1.15M +27,685 New
EFN
78
Equita Financial Network
Pennsylvania
$1.04M +$97.1K +2,340 +9%
Mariner
79
Mariner
Kansas
$980K -$955K -23,019 -47%
TRCT
80
Tower Research Capital (TRC)
New York
$965K +$756K +18,208 +261%
UFA
81
US Financial Advisors
Massachusetts
$889K +$40.1K +967 +4%
NCM
82
Neumann Capital Management
California
$873K +$40.5K +975 +4%
ASN
83
Advisory Services Network
Georgia
$872K +$609K +14,674 +182%
OCM
84
One Capital Management
California
$866K +$222K +5,350 +31%
AA
85
Addison Advisors
Vermont
$865K
VAS
86
Vestmark Advisory Solutions
Massachusetts
$806K +$3.07K +74 +0.4%
FIM
87
Freedom Investment Management
Connecticut
$801K +$124K +2,988 +17%
OAM
88
Oppenheimer Asset Management
New York
$781K -$16.6K -400 -2%
RZH
89
Relyea Zuckerberg Hanson
Connecticut
$762K -$16.1K -389 -2%
SC
90
Savant Capital
Illinois
$749K
UB
91
UMB Bank
Missouri
$737K -$272K -6,547 -25%
RW
92
RVW Wealth
California
$725K -$205K -4,932 -21%
Osaic Holdings
93
Osaic Holdings
Arizona
$721K -$230K -5,547 -23%
WCFA
94
Walkner Condon Financial Advisors
Wisconsin
$720K -$40.1K -967 -5%
SIA
95
SGL Investment Advisors
Montana
$715K +$57.3K +1,381 +8%
PPA
96
Painted Porch Advisors
California
$696K +$42.1K +1,014 +6%
RFA
97
RTD Financial Advisors
Pennsylvania
$662K +$28.8K +694 +4%
LWP
98
Laurel Wealth Planning
Minnesota
$657K -$106K -2,564 -13%
Citadel Advisors
99
Citadel Advisors
Florida
$648K +$701K +16,901 New
MA
100
Mutual Advisors
Nebraska
$645K +$201K +4,843 +39%

NUSC Hedge Fund Activity: Q1 2025 in Review

253 of the 7,458 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2025, worth a combined $835M — down 9.7% from $925M a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of NUSC and 16 opened new positions — a net loss of 7 holders — while 99 trimmed existing stakes and 88 added.

The largest buyer was Financial Connections Group, adding an estimated $3.52M. The largest seller was Bank of America, cutting an estimated $19.2M.

  • 253 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2025, down from 262 in Q4 2024.
  • Funds reported $835M of Nuveen ESG Small-Cap ETF stock for Q1 2025, down 9.7% quarter-over-quarter.
  • 16 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2025 and 23 closed out, a net change of -7 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2025 was Financial Connections Group, an estimated $3.52M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2025 was Bank of America, an estimated $19.2M sold.

Based on aggregated 13F filings for Q1 2025.