Mariner’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

Mariner’s Portfolio NUSC Stock Details NUSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.44M	Buy	31,992 +8,872	+38%	+$414K	﹤0.01%	1715
2025 Q4	$1.03M	Sell	23,120 -990	-4%	-$44.1K	﹤0.01%	1932
2025 Q3	$1.06M	Sell	24,110 -425	-2%	-$18.1K	﹤0.01%	1855
2025 Q2	$1,000K	Sell	24,535 -1,022	-4%	-$39.4K	﹤0.01%	1788
2025 Q1	$980K	Sell	25,557 -23,019	-47%	-$955K	﹤0.01%	1705
2024 Q4	$2.03M	Buy	48,576 +2,912	+6%	+$127K	﹤0.01%	1211
2024 Q3	$1.96M	Buy	45,664 +16,031	+54%	+$661K	﹤0.01%	1201
2024 Q2	$1.17M	Sell	29,633 -3,255	-10%	-$129K	﹤0.01%	1414
2024 Q1	$1.37M	Buy	+32,888	New	+$1.29M	﹤0.01%	1307
2023 Q3	–	Sell	-5,510	Closed	-$204K	–	2984
2023 Q2	$204K	Buy	+5,510	New	+$195K	﹤0.01%	2451
2023 Q1	–	Sell	-6,270	Closed	-$214K	–	2851
2022 Q4	$214K	Buy	+6,270	New	+$219K	﹤0.01%	2298

Other funds holding NUSC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return

AWP

Abacus Wealth Partners Santa Monica, California $952M AUM 22.68% 1-Year Est. Return

TCIIS

TIAA-CREF Individual & Institutional Services New York $26B AUM

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MWM

Mission Wealth Management Santa Barbara, California $8.18B AUM 28.28% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BCAM

Boston Common Asset Management Boston, Massachusetts $1.69B AUM 28.29% 1-Year Est. Return

Mariner's NUSC Position: Q1 2026 in Review

Mariner increased its Nuveen ESG Small-Cap ETF (NUSC) stake by 38% in Q1 2026, buying an estimated $414K and bringing the position to 31,992 shares worth $1.44M. The position accounts for ﹤0.01% of the portfolio, ranked #1715.

Mariner first reported a position in NUSC in Q4 2022 and has held it in 11 quarters since. The position peaked at $2.03M in Q4 2024. 265 funds tracked by Wall St. Rank hold NUSC as of Q1 2026.

Mariner held 31,992 shares of Nuveen ESG Small-Cap ETF worth $1.44M as of Q1 2026.
Mariner bought 8,872 Nuveen ESG Small-Cap ETF shares in Q1 2026, an estimated $414K.
Nuveen ESG Small-Cap ETF made up ﹤0.01% of Mariner's portfolio in Q1 2026, its #1715 holding.
Mariner first reported a position in Nuveen ESG Small-Cap ETF in Q4 2022 and has held it in 11 quarters since.
Mariner's Nuveen ESG Small-Cap ETF position peaked at $2.03M in Q4 2024.
265 funds tracked by Wall St. Rank held Nuveen ESG Small-Cap ETF as of Q1 2026.

Based on Mariner's 13F filing for Q1 2026, filed 13 May 2026.