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Nuveen ESG Small-Cap ETF

206 hedge funds and large institutions have $633M invested in Nuveen ESG Small-Cap ETF in 2022 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

429% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 7

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

14% more funds holding

Funds holding: 181206 (+25)

9% more capital invested

Capital invested by funds: $583M → $633M (+$50.8M)

1.42% more ownership

Funds ownership: 69.48%70.89% (+1.4%)

Holders
206
Holders Change
+25
Holders Change %
+13.81%
% of All Funds
3.31%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
37
Increased
85
Reduced
63
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IAG
76
Ipsen Advisor Group
Arkansas
$706K +$721K +20,653 New
CAN
77
Cetera Advisor Networks
California
$704K +$320K +9,162 +80%
RJT
78
Raymond James Trust
Florida
$691K -$19.1K -546 -3%
BFPW
79
BOK Financial Private Wealth
Colorado
$684K -$37.5K -1,076 -5%
RW
80
RVW Wealth
California
$683K +$7.12K +204 +1%
MWM
81
Modera Wealth Management
New Jersey
$675K -$99K -2,836 -13%
PFO
82
Pathstone Family Office
New Jersey
$671K
FSA
83
Financial Services Advisory
Maryland
$669K +$683K +19,579 New
OAM
84
Oppenheimer Asset Management
New York
$657K -$6.18K -177 -0.9%
UFA
85
US Financial Advisors
Massachusetts
$646K +$660K +18,908 New
V
86
Veritable
Delaware
$637K
EH
87
Equitable Holdings
New York
$634K -$31.1K -890 -5%
FTUS
88
Flow Traders U.S.
New York
$631K +$645K +18,471 New
PSF
89
Pacific Sun Financial
California
$624K -$52.9K -1,515 -8%
NCM
90
Neumann Capital Management
California
$598K +$31.4K +900 +5%
RFA
91
RTD Financial Advisors
Pennsylvania
$591K +$43.2K +1,239 +8%
SWP
92
Stratos Wealth Partners
Ohio
$585K -$2.02K -58 -0.3%
Jones Financial Companies
93
Jones Financial Companies
Missouri
$569K +$302K +8,666 +109%
3LCM
94
3D/L Capital Management
Connecticut
$564K -$26K -745 -4%
RJA
95
Raymond James & Associates
Florida
$563K -$6.98K -200 -1%
CG
96
Colony Group
Massachusetts
$561K +$573K +16,426 New
PHAM
97
Palisades Hudson Asset Management
Florida
$561K +$573K +16,427 New
FANJ
98
Financial Architects (New Jersey)
New Jersey
$557K +$152K +4,361 +37%
Northwestern Mutual Wealth Management
99
Northwestern Mutual Wealth Management
Wisconsin
$545K +$63K +1,804 +13%
LNC
100
Lincoln National Corp
Pennsylvania
$538K -$164K -4,697 -23%

NUSC Hedge Fund Activity: Q4 2022 in Review

206 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2022, worth a combined $633M — up 8.7% from $583M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new NUSC positions and 7 closed out — a net gain of 30 holders — while 85 added to existing stakes and 63 trimmed.

The largest buyer was Ameriprise, adding an estimated $3.8M. The largest seller was Bank of America, cutting an estimated $20.9M.

  • 206 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2022, up from 181 in Q3 2022.
  • Funds reported $633M of Nuveen ESG Small-Cap ETF stock for Q4 2022, up 8.7% quarter-over-quarter.
  • 37 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2022 and 7 closed out, a net change of +30 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2022 was Ameriprise, an estimated $3.8M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2022 was Bank of America, an estimated $20.9M sold.

Based on aggregated 13F filings for Q4 2022.