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Nuveen ESG Small-Cap ETF

187 hedge funds and large institutions have $656M invested in Nuveen ESG Small-Cap ETF in 2022 Q2 according to their latest regulatory filings, with 27 funds opening new positions, 87 increasing their positions, 42 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

107% more repeat investments, than reductions

Existing positions increased: 87 | Existing positions reduced: 42

42% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 19

4% more funds holding

Funds holding: 180187 (+7)

3.19% less ownership

Funds ownership: 79.76%76.57% (-3.2%)

21% less capital invested

Capital invested by funds: $830M → $656M (-$174M)

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

Holders
187
Holders Change
+7
Holders Change %
+3.89%
% of All Funds
3.15%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
27
Increased
87
Reduced
42
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
EH
76
Equitable Holdings
New York
$654K -$105K -2,907 -13%
MWM
77
Modera Wealth Management
New Jersey
$650K +$300K +8,338 +73%
RW
78
RVW Wealth
California
$647K +$17.3K +482 +3%
WCFA
79
Walkner Condon Financial Advisors
Wisconsin
$631K +$63.4K +1,762 +10%
BFPW
80
BOK Financial Private Wealth
Colorado
$618K +$121K +3,352 +22%
V
81
Veritable
Delaware
$612K
OAM
82
Oppenheimer Asset Management
New York
$606K +$5.04K +140 +0.8%
LNC
83
Lincoln National Corp
Pennsylvania
$598K +$20.1K +559 +3%
NCM
84
Neumann Capital Management
California
$594K +$115K +3,210 +22%
Northwestern Mutual Wealth Management
85
Northwestern Mutual Wealth Management
Wisconsin
$585K +$46.6K +1,295 +8%
3LCM
86
3D/L Capital Management
Connecticut
$565K +$8.45K +235 +1%
RJA
87
Raymond James & Associates
Florida
$542K +$90.6K +2,518 +18%
RFA
88
RTD Financial Advisors
Pennsylvania
$531K +$165K +4,579 +40%
BWM
89
BerganKDV Wealth Management
Minnesota
$503K +$3.42K +95 +0.6%
Lido Advisors
90
Lido Advisors
California
$486K +$8.96K +249 +2%
SWP
91
Stratos Wealth Partners
Ohio
$482K -$49.1K -1,364 -8%
SFP
92
Sandbox Financial Partners
Maryland
$465K +$45K +1,252 +10%
EA
93
Evolution Advisers
Virginia
$459K +$269K +7,480 +118%
KAS
94
Kestra Advisory Services
Texas
$449K +$492K +13,689 New
GEA
95
Glen Eagle Advisors
New Jersey
$440K +$10.8K +300 +2%
AAS
96
Avantax Advisory Services
Texas
$436K +$17.2K +477 +4%
WLIM
97
White Lighthouse Investment Management
Massachusetts
$427K +$1.58K +44 +0.3%
Baird Financial Group
98
Baird Financial Group
Wisconsin
$412K -$9.21K -256 -2%
TWM
99
TriaGen Wealth Management
California
$405K +$7.59K +211 +2%
VAFP
100
Vahanian & Associates Financial Planning
New York
$399K -$1.91K -53 -0.4%

NUSC Hedge Fund Activity: Q2 2022 in Review

187 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q2 2022, worth a combined $656M — down 21% from $830M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new NUSC positions and 19 closed out — a net gain of 8 holders — while 87 added to existing stakes and 42 trimmed.

The largest buyer was Mission Wealth Management, adding an estimated $3.71M. The largest seller was Bank of America, cutting an estimated $54.5M.

  • 187 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q2 2022, up from 180 in Q1 2022.
  • Funds reported $656M of Nuveen ESG Small-Cap ETF stock for Q2 2022, down 21% quarter-over-quarter.
  • 27 funds opened new Nuveen ESG Small-Cap ETF positions in Q2 2022 and 19 closed out, a net change of +8 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q2 2022 was Mission Wealth Management, an estimated $3.71M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q2 2022 was Bank of America, an estimated $54.5M sold.

Based on aggregated 13F filings for Q2 2022.