Nuveen ESG Small-Cap ETF
NUSC
73 hedge funds and large institutions have $124M invested in Nuveen ESG Small-Cap ETF in 2020 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 34 increasing their positions, 16 reducing their positions, and 12 closing their positions.
113% more repeat investments, than reductions
Existing positions increased: 34 | Existing positions reduced: 16
17% more first-time investments, than exits
New positions opened: 14 | Existing positions closed: 12
9.01% more ownership
Funds ownership: 56.87% → 65.88% (+9%)
8% more capital invested
Capital invested by funds: $115M → $124M (+$8.99M)
1% less funds holding
Funds holding: 74 → 73 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$25M |
| 2 |
TF
TIAA FSB
Jacksonville,
Florida
|
+$18.7M |
| 3 |
SA
Stewardship Advisors
Mount Joy,
Pennsylvania
|
+$5.44M |
| 4 |
Wells Fargo
San Francisco,
California
|
+$2.45M |
| 5 |
BWP
BSW Wealth Partners
Boulder,
Colorado
|
+$2.21M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
-$1.93M |
| 2 |
Jane Street
New York
|
-$529K |
| 3 |
Fiera Capital (Canada)
Montreal,
Quebec, Canada
|
-$405K |
| 4 |
V
Veritable
Wilmington,
Delaware
|
-$313K |
| 5 |
Morgan Stanley
New York
|
-$304K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SWP
76
Stratos Wealth Partners
Beachwood,
Ohio
| – | -$256K | -8,225 | Closed |
|
|
WS
77
Wedbush Securities
Los Angeles,
California
| – | -$245K | -7,854 | Closed |
|
|
SCM
78
Stordahl Capital Management
Greenwood Village,
Colorado
| – | -$244K | -7,841 | Closed |
|
|
BC
79
Brio Consultants
San Francisco,
California
| – | -$229K | -7,340 | Closed |
|
|
RJT
80
Raymond James Trust
St. Petersburg,
Florida
| – | -$225K | -7,212 | Closed |
|
|
HCM
81
Hudson Capital Management
Ramsey,
New Jersey
| – | -$218K | -7,000 | Closed |
|
82
Truist Financial
Charlotte,
North Carolina
| – | -$218K | -6,992 | Closed |
|
|
BCI
83
Brinker Capital Investments
Berwyn,
Pennsylvania
| – | -$161K | -5,176 | Closed |
|
|
CFA
84
Carroll Financial Associates
Charlotte,
North Carolina
| – | -$1K | -38 | Closed |
|
|
MWM
85
MBE Wealth Management
Tomah,
Wisconsin
| – | +$197 | +7 | New |
|
86
Rockefeller Capital Management
New York
| – | +$479 | +17 | New |
|
NUSC Hedge Fund Activity: Q1 2020 in Review
73 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2020, worth a combined $124M — up 7.8% from $115M a quarter earlier.
Buyers outnumbered sellers: 14 funds opened new NUSC positions and 12 closed out — a net gain of 2 holders — while 34 added to existing stakes and 16 trimmed.
The largest buyer was Bank of America, adding an estimated $25M. The largest seller was UBS Group, cutting an estimated $1.93M.
- 73 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2020, down from 74 in Q4 2019.
- Funds reported $124M of Nuveen ESG Small-Cap ETF stock for Q1 2020, up 7.8% quarter-over-quarter.
- 14 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2020 and 12 closed out, a net change of +2 holders.
- The largest Nuveen ESG Small-Cap ETF buyer in Q1 2020 was Bank of America, an estimated $25M added.
- The largest Nuveen ESG Small-Cap ETF seller in Q1 2020 was UBS Group, an estimated $1.93M sold.
Based on aggregated 13F filings for Q1 2020.