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Nuveen ESG Small-Cap ETF

139 hedge funds and large institutions have $565M invested in Nuveen ESG Small-Cap ETF in 2021 Q1 according to their latest regulatory filings, with 37 funds opening new positions, 63 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

825% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 4

250% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 18

50% more capital invested

Capital invested by funds: $376M → $565M (+$189M)

28% more funds holding

Funds holding: 109139 (+30)

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

1.58% more ownership

Funds ownership: 70.01%71.59% (+1.6%)

Holders
139
Holders Change
+30
Holders Change %
+27.52%
% of All Funds
2.44%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
37
Increased
63
Reduced
18
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FIG
51
FundX Investment Group
California
$781K +$766K +18,156 New
KWM
52
Kingsview Wealth Management
Oregon
$721K +$697K +16,516 New
NFG
53
Nations Financial Group
Iowa
$686K +$673K +15,945 New
CP
54
Cumberland Partners
Ontario, Canada
$685K +$273K +6,467 +68%
SA
55
Stewardship Advisors
Pennsylvania
$650K -$2.09M -49,452 -77%
HI
56
Harbour Investments
Wisconsin
$643K +$631K +14,949 New
Citadel Advisors
57
Citadel Advisors
Florida
$606K +$595K +14,088 New
SWP
58
Stratos Wealth Partners
Ohio
$599K +$33.7K +798 +6%
MCM
59
Manchester Capital Management
Vermont
$573K
SFS
60
Sowell Financial Services
Arkansas
$570K +$137K +3,237 +34%
TWM
61
TriaGen Wealth Management
California
$529K +$38K +900 +8%
3LCM
62
3D/L Capital Management
Connecticut
$498K +$489K +11,581 New
WI
63
WrapManager Inc
California
$489K +$243K +5,769 +103%
QCM
64
Quest Capital Management
Texas
$488K
LNC
65
Lincoln National Corp
Pennsylvania
$472K +$82.6K +1,958 +22%
RJT
66
Raymond James Trust
Florida
$466K
WFAG
67
Wescott Financial Advisory Group
Pennsylvania
$465K +$134K +3,165 +41%
WLIM
68
White Lighthouse Investment Management
Massachusetts
$450K +$8.23K +195 +2%
CHP
69
Cable Hill Partners
Oregon
$433K -$191K -4,531 -31%
CI
70
CX Institutional
Indiana
$427K +$82.9K +1,964 +25%
CWM
71
Chicago Wealth Management
Illinois
$415K
V
72
Veritable
Delaware
$409K
RJA
73
Raymond James & Associates
Florida
$407K +$74.1K +1,756 +23%
BC
74
Brio Consultants
California
$405K +$73.2K +1,734 +23%
APA
75
American Portfolios Advisors
New York
$388K -$300K -7,096 -44%

NUSC Hedge Fund Activity: Q1 2021 in Review

139 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2021, worth a combined $565M — up 50% from $376M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new NUSC positions and 4 closed out — a net gain of 33 holders — while 63 added to existing stakes and 18 trimmed.

The largest buyer was Bank of America, adding an estimated $67.2M. The largest seller was Stewardship Advisors, cutting an estimated $2.09M.

  • 139 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2021, up from 109 in Q4 2020.
  • Funds reported $565M of Nuveen ESG Small-Cap ETF stock for Q1 2021, up 50% quarter-over-quarter.
  • 37 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2021 and 4 closed out, a net change of +33 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2021 was Bank of America, an estimated $67.2M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2021 was Stewardship Advisors, an estimated $2.09M sold.

Based on aggregated 13F filings for Q1 2021.